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Charles E. Ahart and Gavin McWhirter Complainants-Appellees and State Personnel Board Appellee
vs.
Department of Corrections Division of Adult Services Buena Vista Correctional Facility Respondent-Appellant.
 
Case:
No. 95CA1928
 
Location:
COURT OF APPEALS OF COLORADO DIVISION TWO
 
Date:
August 22 1996 Decided
 
Attorneys:
Carol M. Iten Denver Colorado for Complainants-Appellees.
Gale A. Norton Counsel General Stephen K. ErkenBrack Chief Deputy Counsel General Timothy M. Tymkovich Solicitor General G. Charles Robertson Assistant Counsel General Denver Colorado for Appellee.
Gale A. Norton Counsel General Stephen K. ErkenBrack Chief Deputy Counsel General Timothy M. Tymkovich Solicitor General David A. Beckett Assistant Counsel General Denver Colorado for Respondent-Appellant.
 
Court:
Opinion by Court NEY. Plank and Marquez JJ. concur
 
Author:
The Hon. Justice Ney
 

Respondent Department of Corrections (DOC) appeals the order of the State Personnel Board (Board) reinstating complainants Charles E. Ahart and Gavin McWhirter as corrections officers at DOC's Buena Vista Correctional Facility (BVCF). We conclude that the Board erred in suppressing evidence of the results of urinalysis testing as well as evidence resulting therefrom which revealed complainants' use of illegal drugs and formed the basis for their termination from DOC. Accordingly we vacate the order and remand for reconsideration of the termination order.

DOC has a formal policy of random drug testing of employees. Administrative Regulation 1150-4(7)(f). However the actual practice followed by DOC is to conduct drug tests solely on the basis of reasonable suspicion. In November 1994 based upon information received from anonymous sources concerning complainants' off-duty use of illegal drugs the warden of BVCF requested that complainants submit to a urinalysis test.

After privately consulting an Counsel by telephone complainants agreed to urinalysis testing. Complainants tested positive for marijuana and later during a meeting with the warden concerning the test results admitted to using marijuana. Consequently complainants' employment was terminated effective November 28 1994.

Complainants appealed their termination's and in April 1995 the termination's were upheld by an Administrative Law Court (ALJ) who determined that DOC lacked reasonable suspicion to test complainants and that therefore testing had been volatile of DOC's established policy and impliedly volatile of complainants' Fourth Amendment rights. The ALJ concluded however that there was "no basis for exclusion of the evidence" obtained thereby or of complainants' admission of drug use which resulted from the unlawful test request.

The ALJ correctly noted that the general rule in a criminal proceeding is that evidence procured in violation of constitutional rights must be suppressed. See Wong Sun v. United States 371 U.S. 471 83 S. Ct.407 9 L. Ed. 2d 441 (1963). However the ALJ also properly recognized that in civil proceedings the suppression of illegally seized evidence is not always required. See United States v. Janis 428 U.S. 433 96 S. Ct.3021 49 L. Ed. 2d 1046 (1976).

The ALJ considered complainants' daily contact with inmates in BVCF a medium security correction facility and their diminished expectation of privacy as corrections officers. And in apparent reliance on United States v. Janis supra the ALJ determined that the social costs of exclusion of the evidence were outweighed by the social benefits of admission. The ALJ also considered the admitted drug use of complainants and concluded that DOC had established complainants' willful misconduct and that therefore its termination of complainants' employment was for just cause and was not arbitrary capricious or contrary to rule or law.

Complainants successfully appealed the ALJ's order to the State Personnel Board (Board) which ordered complainants reinstated with back pay and benefits. The Board concurred in the determination of the ALJ that DOC lacked reasonable suspicion to test complainants but reversed the ALJ's decision not to exclude the evidence obtained through the urinalysis test. In concluding that the social benefits of excluding the evidence outweighed the costs the Board focused on the intra sovereign nature of this action and reasoned that for the exclusionary rule to have its intended effect of deterring illegal searches the evidence obtained from the urinalysis test would have to be suppressed.

Examining the record without the excluded evidence the Board determined that DOC had failed to establish that complainants had engaged in willful misconduct and thus concluded that complainants' termination was without just cause and was therefore arbitrary and capricious.

This appeal followed.

I

DOC first asserts that complainants voluntarily consented to testing for use of illegal drugs and that thus the Board erred in treating the test as a search to which the protections of the Fourth Amendment attach. Our review of the record reveals that neither the ALJ nor the Board addressed the issue whether complainants' consent to the test was voluntary.

However that issue was not clearly raised in the administrative proceeding and in light of our resolution below of the issue of the applicability of the exclusionary rule we conclude that we need not address it here.

II

DOC next contends that the Board erred in applying the exclusionary rule to the results of complainants' urinalysis tests and their admissions concerning illegal drug use. We agree.

Both parties agree that the positions held by complainants were both safety-

and security-sensitive. Complainant Ahart was the BVCF housing manager and was charged with supervising 100 prison staff members. Complainant McWhirter was a lead worker on his shift and a member of a special response team which required him to be on call at all times to respond to emergency situations at BVCF. Both Ahart and McWhirter had daily contact with inmates.

It is undisputed that complainants were not tested pursuant to DOC's formal policy of random drug testing of employees and we agree with the ALJ and the Board that the allegations of complainants' drug use did not rise to the level of reasonable suspicion as established by objective and credible evidence as required by City & County of Denver v. Casados .862 P.2d 908 (Colo. 1993) cert. denied __U.S. __ 114 S. Ct.1372 128 L. Ed. 2d 48 (1994).

Therefore the issue before us is whether evidence obtained by DOC in violation of its own policy as well as complainants' Fourth Amendment rights and evidence flowing therefrom should be suppressed in a civil service disciplinary proceeding. We conclude in reliance upon United States v. Janis supra I.N.S. v. Lopez-Mendoza .468 U.S. 1032 104 S. Ct.3479 82 L. Ed. 2d 778 (1984) and the reasoning contained in Sheetz v. City of Baltimore 315 Md. 208 553 A.2d 1281 (Md. 1989) that it should not.

The exclusionary rule is a judicially created remedy designed to safeguard Fourth Amendment rights by deterring future illegal police conduct. The determination of the applicability of the exclusionary rule beyond the context of a criminal prosecution is made by weighing the likely social benefits of excluding unlawfully seized evidence against the likely costs of exclusion. United States v. Janis supra.

In Janis a federal civil tax case Court analyzed the applicability of the exclusionary rule in a civil proceeding. The issue there was whether in a civil proceeding the exclusion of evidence which had been obtained unconstitutionally by state law enforcement officers in a state criminal investigation was required.

In determining whether the illegally-procured evidence should be excluded in the civil proceeding Court reasoned that the purpose of the exclusionary rule to deter constitutional violations would not be served by excluding evidence in one sovereign's proceeding because the violations were committed by agents of another sovereign. Court further recognized that application of the exclusionary rule may not be mandatory in certain intra sovereign civil proceedings and crafted a balancing test to weigh the social benefits of suppressing illegally-obtained evidence against its social costs.

In I.N.S. v. Lopez-Mendoza supra the Supreme Court held that the exclusionary rule was not applicable in a civil deportation proceeding to suppress an alien's admission of his unlawful entry into the country after an illegal arrest. In so holding Court concluded that the purpose of the proceeding was to determine the alien's eligibility to remain in the United States not to punish his unlawful entry and the deportation proceeding looked prospectively to the alien's right to remain in the United States.

Sheetz v. City of Baltimore supra concerned the admission in a civil administrative discharge proceeding of a city corrections officer of evidence that had been seized in violation of the Fourth Amendment in a state criminal investigation. Court held that such evidence was admissible unless obtained in bad faith and ordered the case remanded for a determination of that issue.

In so holding the Sheetz court determined that the deterrent effects of the exclusionary rule are minimal in the context of discharge proceedings and observed as did Court in Lopez-Mendoza with respect to deportation proceedings that the civil termination proceedings at issue were "typically designed to evaluate employees' actions as they relate to future job performance rather than to punish employees for past wrongs." Sheetz v. City of Baltimore supra 553 A.2d at 1284.

As noted by the ALJ there is evidence in the record that complainants' drug use could have repercussions on their ability to perform on the job i.e. complainants' reliability in circumstances in which inmate drug use is at issue and complainant McWhirter's reliability and preparedness as a member of the special response team. We conclude that in view of these important safety and security concerns about complainants' drug use as it relates to their ability to perform effectively as corrections officers the Board erred by focusing exclusively on the intra sovereign nature of this action and by failing to consider the societal benefits of removing complainants from contact with inmates. See Sheetz v. City of Baltimore supra.

Although we agree with DOC that the Board erred in its application of the exclusionary rule we are un persuaded that City & County of Denver v. Casados supra cited by DOC in support of its assertions is helpful here. In Casados Denver city employees challenged on its face the constitutionality of an executive order of the mayor of Denver which required mandatory drug testing based upon reasonable suspicion. Because Casados did not address the issue of suppression of evidence obtained by a search violate of the Fourth Amendment it is relevant here only insofar as it distinguishes between security- and safety-sensitive employees and other employees.

We note that independent of suppression of evidence persons who establish damages resulting from constitutional violations are not without recourse. See 42 U.S.C.A. SEC. 1983 (1994).

In summary we conclude that in cases in which an employee has a security- or safety-sensitive position such as those of complainants suppression of relevant evidence in a civil proceeding may not be the appropriate remedy for alleged constitutional violations.

The order reinstating complainants with back pay and benefits is vacated. The cause is remanded with directions for the Board to reconsider complainants' appeal in light of the evidence of complainants' positive test results indicating the use of marijuana and their admissions of drug use and to review the order of the ALJ to determine whether it is contrary to the weight of the evidence. See SEC. 24-4-105(15)(b) C.R.S. (1988 Repl. Vol. 10A).

Court PLANK and Court MARQUEZ concur.