*fn13 or a dope addict. The Government admits this. And the uncontradicted psychiatric testimony as shown by Court's opinion confirms that Dew is normal in all respects. Thus the net effect of Dew's dismissal in addition to undermining the integrity of the civil service system is wrongfully to deprive an Air Force veteran with permanent civil service status of his job which he badly needs to support his wife and two children. -------------------------------------------*NOTES------------------------------------------------------
*fn1. See 5 U.S.C. SEC. 633(2) Fourth (1958); 5 C.F.R. SEC. 2.301(a)(3).
*fn2. See 5 C.F.R. SEC. 2.107 (Rev.1961).
*fn3. 'In short it is my impression that Mr. Dew mentally and emotionally is functioning at this time entirely within the normal range and I do not doubt that he has been doing so for at least a period of several years. He appears to be happily married and has assumed the responsibilities of parenthood without evidence of regression or emotional instability. He seems to be adjusting in his job. And I do not know what more one could ask.
'Furthermore I decidedly do not believe him to have a homosexual personality disorder. I believe that the several incidents which he gave a history of having engaged in while age 18 and a freshman in college were isolated incidents primarily the result of his curiosity. I do not believe they have been repeated. Furthermore at that age I do not feel that isolated episodes of homosexual behavior can be considered abnormal or perverted but rather a process of normal sexual investigation and curiosity. There is considerable evidence in the psychiatric literature that this allegation is true.'
*fn4. Appellee Halaby is Administrator of the Federal Aviation Agency successor to the Civil Aeronautics Administration. See Federal Aviation Act of 1958 SEC. 1502(a) 72 Stat. 810 49 U.S.C. SEC. 1341 note. The other appellees are the members of the Civil Service Commission.
*fn5. These read:
'(c) For a period of one year after the effective date of an appointment subject to investigation under paragraph (a) of this section the Commission may instruct the agency to remove the employee if investigation discloses that he is disqualified for any of the reasons listed in SEC. 2.106. Thereafter the Commission may require removal only on the basis of intentional false statements or deception or fraud in examination or appointment.
'(e) Parts 9 and 22 of this chapter shall not apply when an agency removes an employee under instructions of the Commission.'
Part 9 of the Regulations deals with 'Separations Suspensions and Demotions' of employees from the service by action of the agency rather than the Commission and Part 22 deals with 'appeals of Preference Eligibles under the Veterans' Preference Act of 1944.'
*fn6. See 5 C.F.R. SEC.(s) 9.101 9.102(a)(1) and 22.201 (Rev. 1961). These sections are no longer in effect. Sections 9.101 and 9.102(a)(1) were eliminated as such but their substance was continued in revisions made in 1961. See 26 FED.REG. 181 (Jan. 11 1961) 5 C.F.R. SEC.(s) 9.101 9.102 and 9.201 (Supp. 1962). Effective July 1 1962 Parts 9 and 22 of the Regulations were revoked in their entirety and a new Part 22 was added. See 27 FED.REG. 4759 5 C.F.R. SEC.(s) 22.103 22.104 22.201 (Supp. 1963). Section 22.104 now reads:
SEC. 22.104 General standards.
(a) Adverse action may not be taken against an employee covered by this part except for such cause as will promote the efficiency of the service.
- Adverse action may not be taken against an employee covered by this part for political reasons except as required by law
(c) Adverse action against an employee covered by this part may not be based on discrimination because of marital status physical handicap race creed color or national origin.'
*fn7. This section provides in pertinent part:
SEC. 863. Discharge suspension etc. only for cause; reason in writing; advance notice; personal appearance; findings and recommendations
No permanent or indefinite preference eligible who has completed a probationary or trial period employed in the civil service or in any establishment agency bureau administration project or department herein before referred to shall be discharged suspended for more than thirty days furloughed without pay reduced in rank or compensation or debarred for future appointment except for such cause as will promote the efficiency of the service and for reasons given in writing ' 5 C.F.R. SEC. 22.102 and 22.201 relating to appeals of those who have veterans preference status incorporate the substance of this provision.
*fn8. As to his homosexual acts some of which occurred in North Carolina see N.C .Gen. Stats. SEC. 14-177 (1943); as to his possession of marijuana see 26 U.S.C. SEC.(s) 4742(a) 4744(a) (1958); Smith v. United States 106 U.S. App. D.C. 26 269 F.2d 217 cert. denied 361 U.S 865 80 S.Ct. 130 4 L.Ed.2d 108 (1959); Associates Investment Co. v. United States 220 F.2d 885 (5th Cir. 1955). We do not know of course what defenses appellant might have raised had he been indicted for any of these offenses or whether he would have been convicted. But his admissions remove any factual questions from the case.
*fn9. If it is shown for example that an employee of the Treasury Department engaged in the handling of Government funds was an embezzler in his previous employment by a commercial bank few would say that his removal from his Treasury post on that ground would be unjustified or that it would not 'promote the efficiency of the service.'
*fn10. The Appeals Examiner at an earlier stage had made this finding:
'While it is possible that Mr. Dew's admitted homosexual acts might have no relation to his competence and ability to perform the duties of his position it does not follow that employment of a person with such a background would not adversely affect the efficiency of the Federal service. Despite the Kinsey report which was offered in evidence by Counsel for the appellant to show the incidence of homosexual behavior in America such conduct still violates existing laws and morals of our society. To require employees to work with persons who have committed acts that are repugnant to the established and accepted standards of decency and morality can only have a disrupting effect upon the morals and efficiency of any organization. Therefore the fact that Mr. Dew had engaged in homosexual acts and smoked marijuana cigarettes prior to his employment does have a bearing upon and relate to the efficiency of the Federal service and is not an arbitrary or capricious reason for removing a Federal employee.'
*fn11. The exacting nature of the duties and responsibilities of control tower operators is reflected in the decisions dealing with the liability of the Government for the consequences of their negligence. See e.g. Aero Enterprises Inc. v. American Flyers Inc. 167 F.Supp. 239 (N.D.Tex.1958) rev'd on other grounds sub nom. United States v. Schultetus 277 F.2d 322 86 A.L.R.2d 375 (1960); Union Trust Company of District of Columbia v. United States D.C. 113 F.Supp. 80 (1953) aff'd in part sub nom. Eastern Air Lines Inc. v. Union Trust Co. 95 U.S.App.D.C. 189 221 F.2d 62 aff'd United States v. Union Trust Co. 350 U.S. 907 76 S.Ct. 192 100 L.Ed. 796 (1955). In the latter case District Court McGuire said at page 84 of 113 F.Supp.:
'When the Government as here takes upon itself the function as it claims it must of the regulation of air commerce and the responsibility among other things of regulating the flow of traffic at a public airport the assumption of such a responsibility involves something further namely not only an activity designed to be protective of the interest of that amorphous group known as the public as a whole but that of individuals as well against potential hazards incident to such performance and implicit in its undertaking. And if injury or death results as a consequence of the negligence of its servants or agents so engaged Congress has decreed that the mantle of sovereignty which heretofore has protected it falls from its shoulders and thus what was formerly at best an unenforceable moral obligation is thus transmuted into an actionable legal right.'
*fn12. The appellant had answered 'no' to a question on his application form to the aviation agency inquiring whether he had ever been forced to resign from employment. A charge of misrepresentation as to this point was originally made by the Government in the removal proceedings but appellant's answer to the charge was found satisfactory. His removal was not based on this charge.
*fn13. Mulligan v. Andrews 93 U.S.App.D.C. 375 211 F.2d 28 (1954) and Coleman v. Brucker 103 U.S.App.D.C. 283 257 F.2d 661 (1958) are not to the contrary. In the Mulligan case the letter of discharge made only a reference to 'the facts developed during the investigation' and a statement that 'the evidence is such as to show your unsuitability for continuance. There was no finding that the charges had been sustained. In the Coleman case the regulations there involved required the agency in its letter notifying the employee of his discharge to advise him of the findings made. It failed to do so.
*fn14. See fn. 6 supra.
*fn15. See for example Keim v. United States 177 U.S. 290 296 20 S.Ct. 574 44 L.Ed. 774 (1900); De Fino v. McNamara 109 U.S.App.D.C. 300 287 F.2d 339 (1961); Hargett v. Summerfield 100 U.S.App.D.C. 85 243 F.2d 29 (1957); Carter v. Forrestal 85 U.S.App.D.C. 53 54 175 F.2d 364 365 cert. denied 338 U.S. 832 70 S.Ct. 47 94 L.Ed. 507 (1949); Levine v. Farley 70 App.D.C. 381 107 F.2d 186 (1939) cert. denied 308 U.S. 622 60 S.Ct. 377 84 L.Ed. 519 (1940). ------------------------------*DISSENTING NOTES (WRIGHT)--------------------------------
*fn1. For a history of the Civil Service Acts see Van Riper History of United States Civil Service (1958).
*fn2. 37 Stat. 555 5 U.S.C. SEC. 652.
*fn3. President Taft had by executive order limited the power of discahrge to 'cause as will promote the efficiency of the service' in 1911. The Lloyd-LaFollette Act was the first Congressional limitation.
*fn4. Veterans' Preference Act of 1944 58 Stat. 387 390 5 U.S.C. SEC. 863. There is no difference in the grounds upon which veterans and non-veterans may be discharged. Veterans however have greater procedural protections.
*fn5. The purpose of footnote 12 of Court's opinion is not clear. There is no suggestion in the record that Dew was discharged for misrepresentations in obtaining employment or for any reason other than the pre-employment acts in suit.
*fn6. For this holding the majority first relies on 5 C.F.R. SEC. 9.101 (Rev.1961) and then derives much comfort from its repeal. But the superseding regulation is simply a repetition of the language of the statute which language Court finds supportive of its interpretation of the regulation here relied upon.
*fn7. The Civil Service Commission's own regulations which govern the powers of the agencies to discharge strongly indicate that an agency is not to discharge permanent employees simply for pre-hire misconduct which is not tied to current civil service performance. 5 C.F.R. SEC. 2.301(c)(2) formerly 5 C.F.R. SEC. 9.103(b) 22 F.R. 10029 provides a special procedure for discharge of probationary employees for pre-hire misconduct. This constitutes specific recognition of the problem and the elaborate safeguards provided indicate that it is not favored. There is no provision at all for discharge of permanent employees simply for prehire misconduct. The omission seems significant.
*fn8. Dr. Kinsey's report which was received in evidence by the Civil Service Appeals Examiner indicates that 40 per cent of American males have homosexual experiences prior to age 20. Kinsey Sexual Behavior in the Human Male p. 625 Fig. 156 (1948). It also indicates that approximately 50 per cent of married males have extra-marital intercourse. Id. at p. 585.
*fn9. See e.g. Robert L. Scott v. The United States Ct.Cl. No. 372-60 decided January 11 1963 31 L.W. 2351.
*fn10. 'Unless limited by constitution or statute 'the power of appointment to public office carries with it the right of removal." Levy v. Woods 84 U.S.App.D.C. 138 139 171 F.2d 145 146 (1948); Levine v. Farley 70 App.D.C. 381 385 107 F.2d 186 190 (1939). Congress has however limited the power of removal to those discharges which will 'promote the efficiency of the service.' 5 U.S.C. SEC. 652 863. Judicial review is available to determine if discharges subject to this limitation are arbitrary and capricious. See Williams v. Cravens 93 U.S.App.D.C. 380 382 210 F.2d 874 876 (1954) cert. denied sub nom. Williams v. Robbins 348 U.S. 819 75 S.Ct. 30 99 L.Ed. 646 (1954); Norden v. Royall D.D.C. 90 F.Supp. 834 (1949); Crocker v. United States 130 Ct.Al. 567 127 F.Supp. 568 (1955). Compare Carter v. Forrestal 85 U.S. App. D.C. 53 175 F.2d 364 (1949). Until today no court has ever approved the discharge of a permanent civil service employee for pre-employment acts alone.
*fn11. Court cites the brief on appeal written by the United States Counsel's office to show that the administrative agency and the civil Service commission actually discharged Dew for present incompetence to perform his control tower duties. The record does not support the brief. In fact the record is affirmatively to the contrary.
As for the first abortive attempt to remove Dew the agency's position was stated very succinctly by Mr. Riley deputy personnel director for the agency:
In summary the entire situation to us comes down to this one basic point that his appointment was made subject to investigation. The investigation which did take quite a bit of time disclosed certain information which if we had known that information at the time we were considering him for appointment we would not have employed him. Our whole case as an agency comes back to that basic issue.
That attempt at removal was reversed because the agency refused to receive evidence bearing on Dew's present competency.
At the second hearing where the evidence concerning present competency was received over repeated agency objection that it was irrelevant the following colloquy occurred between Mr. Sullivan personnel relations officer and sole witness for the agency and Mr. Deikman Counsel for Dew:
Mr. Sullivan: I read from the record in my inquiry as to the responsible people his services were satisfactory.
Mr. Deikman: You would say that you had no evidence whatsoever that he was an incompetent employee?
Mr. Sullivan: None whatsoever.' (Emphasis supplied.)
*fn12. The finding of the Appeals Examiner noted in Court's opinion footnote 10 was neither referred to nor adopted by the Civil Service Commission which limited itself to the narrow holding quoted in Court's text page 9. But if it should be considered I would note that there is no evidence that fellow employees knew of Dew's past acts. Nor is there evidence that they in fact found his presence obnoxious. Cf. Crocker v. United States supra Note 10.
*fn13. Appellee's memorandum in support of motion for summary judgment filed in Court below states:
In the administrative proceedings plaintiff acting through Counsel made reference to the first removal proceedings and again sought to show that plaintiff is not now a homosexual and would not be likely to repeat the type of acts concerned. Such matters however were entirely irrelevant to the matter under inquiry as the letter of charges specifically concerned 'disgraceful personal conduct' by plaintiff not whether or not plaintiff is now or likely to be in the future a homosexual.