The linchpin of this appeal is whether plaintiffs presented evidence of product defect sufficient to withstand judgment as a matter of law. W. W. Henry Company and its insurer Truck Insurance Exchange
challenge a judgment on a jury verdict awarding $2 million to Olan Guilbeau for chronic toxic encephalopathy allegedly caused by exposure to a carpet adhesive manufactured by Henry and $900 000 (remitted to $50 000) to his wife for loss of consortium contending that there is insufficient evidence of product defect and causation and in the alternative that a new trial should have been granted because the Guilbeaus' Counsels deliberately appealed to jury prejudice by making inflammatory arguments and referring to inadmissible evidence. Guilbeau's wife cross-appeals the remittitur; the Guilbeaus cross-appeal the award of pre judgment interest and challenge the exclusion of certain evidence. Intervenors Elwood Stevens and his law firm previous Counsel for the Guilbeaus appeal from the district court's refusal to award them any Counsel's fees; the Guilbeaus cross-appeal the allowance of intervention and the award of expenses to that firm. Because no rational juror could find that Henry's product was defective the judgments in favor of the Guilbeaus and the intervenors are REVERSED and judgment is RENDERED for Henry.
I.
From the 1970s until August 1986 Guilbeau worked as a mobile home salesman for various entities in and around New Iberia
Louisiana. At the end of 1982 after his mobile home business failed and he took personal bankruptcy he returned to work for Mobile Home Brokers (Luv Mobile Homes) in New Iberia. In 1985 he began complaining about an unpleasant odor in the mobile home office in which he worked. n1 Mrs. Guilbeau testified that the mobile home was parked in a low area and that the smell from underneath it would seep into Guilbeau's office from an improperly sealed air conditioning duct; she stated that it was a rotten smell but never made him sick. n2 The mobile home had been manufactured in 1978; the floor was rotten and buckling and the carpet was old and worn out.
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n1 One of Guilbeau's diaries states:
At the beginning of my employment at the New Iberia Sales Lot I brought to the manager's attention that there was a smell in the ... office.
I have been complaining ... for over a year but ... did not know what this odor was or where it was coming from. In accordance to [sic] the information I have received lately that when particle board gets wet it releases ... chemicals which is called off-gassing ... when its [sic] hot and humid ... [and this] off-gassing [is] dangerous to human health.
There was evidence that new mobile homes have strong smells from formaldehyde that irritate the eyes and nose.
Two diaries and a copy of another diary containing Mrs. Guilbeau's handwritten additions were admitted into evidence. Although one of the diaries contains a cover page which includes the statement
I want all herein written presented as evidence Mrs. Guilbeau testified that the diary was prepared in 1987 or 1988 for the purpose of trying to get medical help for Guilbeau and not for the purpose of litigation. And Mrs. Guilbeau testified that unusual phrasing (for example Due to the extreme buckling of said mobile home particle board flooring in said lobby and restroom area in said Mobile Home Office, ... ) was just the way her husband talks.
n2 In a January 1993 minute entry the district court stated that upon advice of all Counsel Guilbeau was unfit as a party plaintiff; Counsel were given 60 days to substitute a curator or to show cause why Guilbeau had the procedural capacity to stand trial. An amended minute entry conditioned the continuance on Guilbeau's examination by a psychiatrist to determine whether he had the physical and mental capacity to act as party plaintiff.
That August Henry moved to dismiss asserting that Guilbeau lacked the capacity to proceed. Court denied the motion on December 22.
On January 24 1994 (the day the case was set for trial) Henry moved to compel Guilbeau's testimony or in the alternative
for a competency hearing on whether he could testify. At a hearing that same day Henry's expert witness Dr. Berger who had examined Guilbeau over the preceding weekend testified that if present and a witness at trial Guilbeau probably would disrupt the trial because he has the emotional level of an eight-year-old is unruly and throws violent explosive tantrums as soon as he is stressed. Court apparently rejected Dr. Berger's suggestion that a trained policeman be appointed to assist Court in keeping Guilbeau under control and that a psychiatrist subject him to a major tranquilizer to prevent him from tearing Courtroom apart because Guilbeau did not testify at trial. Mrs. Guilbeau testified that he was not capable of it physically or emotionally because of the odors in Courtroom and because the questions would cause him to become agitated and confused.
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In August 1986 arrangements were made to repair the floor and replace the carpet in the mobile home office. The new carpet was installed in the living-dining area which served as a waiting room for customers part of the hallway and in the bathroom but not in Guilbeau's office.
On Thursday August 14 two of Guilbeau's coworkers
Jonathan Shaw and Rawlin Duplechin removed the old carpet and particle board subflooring which had to be cut with a saw and replaced the subflooring with plywood. Duplechin testified that sawdust mildew and mold were generated from the tearing-out operation but both he and Shaw testified that Guilbeau did not complain during that phase of the repairs. Duplechin testified that Guilbeau stayed in his office which was in a separate room most of that day but would go outside occasionally because "it was getting too strong he had to get a little bit of air". n3 Guilbeau's diary reports that "the smoke sawdust and a strong smell ... got so bad that it was hard for me to breathe and it would burn my eyes and nose". Mrs. Guilbeau testified that he said the smell from the repairs that day was strong
and burned his eyes and nose but that he was not sick. Guilbeau left the office early that afternoon about 4:00 or 4:30 p.m.
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n3 Shaw testified similarly that Guilbeau was in and out of the office while the repairs were being made.
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On August 15 Guilbeau arrived at the office around 8:00 or 8:30 a.m. His diary reports that he immediately noticed a strong
irritating smell had difficulty breathing and that his eyes nose throat
and lungs were badly irritated. Later that same day Shaw purchased a three-and-one-half-gallon can of Henry #270 carpet adhesive from a local supplier. n4 Shaw and Duplechin began installing the new carpet that same day around 9:30 or 10:00 a.m. n5 Shaw spread the adhesive on the floor with a trowel and Duplechin rolled out the new carpet. They did not wear masks or use air bottles. It took them an hour and a half to two and one-half hours to install the new carpet.
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n4 The sales receipt reflects that one three-and-one-half-gallon can of Henry #170 adhesive was purchased; but Shaw testified that he bought #270 and that the receipt was in error. Henry introduced another receipt from the same supplier indicating that #270 adhesive was purchased on February 10 1987 but Shaw testified that there was no confusion about which adhesive was used to make the August 1986 repairs. Shaw testified that he read the label which contained no warning about dangers to human health and that if the label had contained such a warning he would have passed it on to Guilbeau
n5 Duplechin could not remember whether the carpet was installed in the morning or afternoon; Mrs. Guilbeau testified that it was not installed until after lunch.
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Duplechin testified that while the adhesive was being used and afterward the windows and doors were open to ventilate the mobile home and that there was cross-ventilation throughout the repair operation. Shaw testified however that the doors were closed while the carpet was being installed and that the windows and doors were opened after the installation was completed. Duplechin testified that Guilbeau was in the office while the carpet was being installed but went in and out to show other homes to customers.
Shaw testified that an air conditioning vent was under Guilbeau's desk and that the air conditioning system in the mobile home recycled the air inside the mobile home. He testified that a substantial amount of recycled air with the odor of adhesive was coming from the vent under Guilbeau's desk and that at Guilbeau's request he blocked the outlet in Guilbeau's office after the repairs were completed at the end of the day that Friday. n6
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n6 Guilbeau's diary states however that duct tape was applied to seal the floor air supply duct during the late morning on August 15.
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Shaw and Duplechin testified that the smell of the adhesive was "strong" but that it did not make them sick. Duplechin testified that Guilbeau thought the adhesive had a strong smell and complained that it made him sick and dizzy; but he did not observe Guilbeau with watery eyes or having trouble breathing. Shaw testified that Guilbeau started complaining when they began installing the carpet and put toilet tissue in his nostrils because of the smell; and that Guilbeau went in and out of the office frequently to get fresh air because the fumes made it difficult for him to stay in the office.
Guilbeau left the office between 3:30 and 4:30 p.m. on Friday to keep an appointment with some customers at the Lafayette sales lot. n7 Mrs. Guilbeau testified that when he got home he was depressed
quiet and irritable but said that he was all right when she asked him if something was wrong and did not mention odors.
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n7 Guilbeau's diary states that Travis Knight noticed from his facial expression that he was very depressed but that he had not noticed any depression until Knight mentioned it.
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Guilbeau returned to the office around 8:00 or 8:30 a.m. the next day Saturday August 16. Mrs. Guilbeau testified that he told her he could smell the odors from the mobile home from his truck
25 feet away. His diary states that the smell was one he had never smelled before and that it was "cool and burning"; that he opened the windows and went outside; and that he could still smell a "slight odor" when he went back inside but it was only the smell of new carpet.
Guilbeau was at the office that Saturday until approximately 1:30 p.m. but had to leave because he was sick. n8 His diary reports that he experienced numerous symptoms including sweating numbness of his chin and mouth burning eyes ears throat and lungs headache nausea and confusion. n9 His diary reports that while driving away from the sales lot on his way to Lafayette the back of his head felt like someone was pushing on it he felt paralyzed and it was hard for him to drive it felt like someone was squeezing his brain with their hands his mouth was dry
and he was light-headed and weak. He called Mrs. Guilbeau from Lafayette
told her he was sick and asked her to meet him at home. His diary states that he experienced the same symptoms again while driving home. When they arrived at home Guilbeau told his wife that he felt like something was squeezing his brain and that there was "stuff" that was all over him.
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n8 Although Guilbeau's diaries state that he left the office at 1:30 p.m. Mrs. Guilbeau testified that he stayed in the office until 3:30 or 4:00 that day.
n9 Guilbeau's diary reports that after sitting at his desk for some time the next thing he became aware of was that it was 11:30 a.m. and he was in his truck driving; he purchased food and drink and returned to the mobile home office at 11:35 a.m.
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Mrs. Guilbeau testified that Guilbeau felt a little better when he woke up on Sunday but continued to complain of a headache
weakness dizziness light-headedness and aching all over as if he had the flu. He did not go to the office on Sunday.
The following Monday August 18 he went to the office
but stayed only three and one-half hours because he was ill. n10 Guilbeau's diary reports that he arrived at the office at 8:30 a.m. left at 11:00 a.m. returned at 12:30 p.m. left again at 1:30 p.m. to go to the doctor
and did not return to the office that day. Mrs. Guilbeau testified that he called and told her that he had experienced the same symptoms of light-headedness
headache and confusion and that he had gone to the doctor. Shaw testified that the odor was still strong on Monday and that Guilbeau was still complaining and still had tissue in his nose. n11
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n10 His diary reports that the only odor he smelled was from the new carpet.
n11 According to Shaw the odor continued "for a long time".
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Joseph Thibodeaux the salesman who replaced Guilbeau
testified that the odor from the adhesive "was tough ... rough ... pretty bad" that it remained for a month or two and that customers complained about the smell and had to leave the office because their eyes were burning. n12.Thibodeaux testified that he tried to use Guilbeau's office for a few days but could not because of the smell so he moved to a different office; that the smell made him sick dizzy and caused his eyes and nose to burn; that he took off one afternoon but did not go to the doctor; and that he has been fine ever since even though he continued to work in the mobile home for two to three months. n13 Thibodeaux testified that he had seen Guilbeau two nights prior to his testimony and that Guilbeau had lost weight and looked sick. n14
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n12 Thibodeaux testified that the smell was from the adhesive but that it was exactly the same smell he had encountered in new mobile homes except that it was much stronger.
n13 Shaw testified however that Thibodeaux did not get sick.
n14 Thibodeaux testified that Guilbeau came to his house because Thibodeaux's telephone was out of order and Guilbeau's lawyers wanted to reach him.
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On Monday August 18 .Guilbeau visited Dr. Clause
who had been treating him since 1964. Guilbeau reported exposure to glue two days earlier and complained of headaches light-headedness tingling sensations of the skin and numbness in his chin. Dr. Clause observed wheezing in his lungs and a red throat. Urine and blood tests were normal except for elevated cholesterol and triglycerides. Dr. Clause testified that he observed no distress confusion speech or learning impairments or differences in Guilbeau's behavior that Guilbeau showed no signs of convulsions weakness
tremors paralysis twitching unsteadiness reflex abnormalities activity changes or lack of coordination and that Guilbeau did not complain of sleep disturbance narcosis excitability depression irritability restlessness
nervousness delirium hallucinations equilibrium changes loss of appetite
stupor fatigue nerve damage or visual disorders.
Guilbeau did not go to the office on Tuesday August 19 but went back to work on Wednesday the 20th. n15 Mrs. Guilbeau testified that he did not stay at the office all day but went to the hospital; he did not call her because he could not remember her telephone number. Guilbeau's diary states that he was at the office from 8:30 a.m. until 4:30 p.m. At the hospital that day Guilbeau was examined by Dr. Sabatier who found decreased oxygen in Guilbeau's blood which he attributed to smoking; but chest x-rays showed no evidence of organic solvents and no traces of such materials were found in his blood or urine. Mrs. Guilbeau testified that the doctors ran tests and said Guilbeau was fine but that he should stay away from the office for a couple of days. She said that on Thursday and Friday he complained about pressure in his head pain in a certain spot in his back numbness in his face weakness and bloating.
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n15 His diary reports that the odor was strong when he arrived but that after he opened the windows and doors there was only a slight smell which was not as strong as it had been in the past.
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Guilbeau did not return to the office until Monday
August 25. Mrs. Guilbeau testified that he went home early because he could not take the smell which was making him sick. Guilbeau's diary reports that he was at the office that day from 9:00 a.m. until 4:30 p.m. and that it was the last day he was able to go to work. Mrs. Guilbeau testified that he was complaining about his stomach and she took him to see Dr. Fournet who x-rayed his lungs and tested his blood and urine but found no abnormalities.
Although Dr. Fournet prescribed Tagamet and gave Guilbeau a cortisone shot Mrs. Guilbeau testified that his condition worsened. She stated that he would sit in his recliner like he was in a daze and would shake; she described a "pain attack" during which Guilbeau got flushed
white around the mouth and started shaking and sweating. After the attack
he could not move his arms and legs and said it was like everything inside him had quit functioning.
Mrs. Guilbeau testified that Guilbeau was not sleeping well and could not find his way out of bed to the bathroom and that his condition continued to worsen gradually for the next two years. She testified that his symptoms include impotence vision problems pain in his ears
nose throat chest and back sleep disturbances pressure in his head
penile lesions sores in his groin area and on his buttocks fizzy urine with red white and brown crystals and "mushroom" type things that looked like cotton balls in it n16 white particles in his stool sores at his hair line which has started to recede seizures and confusion. n17
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n16 Henry's expert witness Dr. Berger testified that the crystals in Guilbeau's urine were caused by high uric acid.
n17 Mrs. Guilbeau testified that before the exposure
Guilbeau had a bump on his foot caused when he fell from a horse but that the bump went away after the exposure; and that Guilbeau gets lesions when he smells smoke from a fireplace or when he is exposed to chemicals
perfume or shampoo. His diary contains a drawing of his vein and he reported that he could feel chemical deposits moving through his veins creating a cool, itching, raw, burning pain .
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Dr. Fournet referred Guilbeau to Dr. Wong a pulmonary specialist. On September 4 and 5 Dr. Wong examined Guilbeau and found a 30% loss of lung use. n18
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n18 Guilbeau's diary states that Dr. Wong told him that if he wanted to get rid of his wife that was the time to kill her
because there was not a court in the land that would convict him in the condition he was in.
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On October 1 Guilbeau saw Dr. Ellithorpe at Tulane University; he reported that he was in his usual state of health until August 15 when carpet was installed in his office; and that he noticed some irritation from the carpet adhesive which became more noticeable in the next several days. He then saw an internist Dr. Nix who referred him to a psychologist Dr. Friedberg who testified for Henry at trial as an expert in clinical psychology.
Dr. Friedberg examined Guilbeau on October 21 1986; Guilbeau was hospitalized at the time. Dr. Friedberg was unable to get a complete history because Guilbeau was discharged from the hospital before he could complete the evaluation. Dr. Friedberg administered the Minnesota Multiphasic Personality Inventory (MMPI) to Guilbeau; the results and Friedberg's analysis indicated that Guilbeau was a somaticizer meaning that he complained of physical ailments without physical cause. The MMPI scales for hypochondriasis
hysterical components conversion reactions depression and psychopathic deviant (which measures impulsivity and poor impulse control) were elevated. Friedberg thought Guilbeau's anxiety levels were very high and that he needed some psychological or psychiatric treatment but Guilbeau was very resistant.
Friedberg testified that he had treated other toxic exposure patients and saw no parallels between those patients and Guilbeau; however he could not rule out that Guilbeau might have suffered from organic brain damage with a psychological overlay. He expressed no opinion as to whether Guilbeau's psychological problems might be related to organic brain damage and exposure to organic solvents.
Dr. Rees a psychiatrist who testified at trial as an expert witness for Henry first examined Guilbeau on March 18 1987
and saw him four more times. Guilbeau reported that he had been exposed to formaldehyde and carpet adhesive and complained of feeling very ill and very weak. His symptoms included smelling ether in the bathroom seeing things that were not there extreme anxiety anger and complaints about at least eight parts of his body; Dr. Rees was concerned that Guilbeau might go into an uncontrollable rage.
Dr. Rees testified that Guilbeau appeared to be quite distressed and was very angry with every physician who had examined him. He diagnosed a somaticization disorder. n19 He did not think that exposure to toxins could have caused all the symptoms that Guilbeau was reporting
and could not have caused Guilbeau's unusual anger at every physician he had seen. He testified that he was absolutely certain that Guilbeau's symptoms had nothing to do with his exposure to adhesive and that he was sure
as the result of his examination that Guilbeau did not have organic brain damage. n20
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n19 Mrs. Guilbeau testified that Dr. Rees insulted Guilbeau and that Guilbeau got upset with Dr. Rees.
n20 Guilbeau was also seen by another psychiatrist
Dr. Covington who found no brain dysfunction.
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Dr. Black a professor of psychiatry and neurology at Tulane Medical Center examined Guilbeau in 1988 or 1989 and 1990. On both occasions Dr. Black conducted extensive psychological testing and found no brain damage but found somaticizing and histrionic personality disorders. Dr. Black's 1989 report states that Guilbeau's complaints are more likely than not due to a psychiatric disorder rather than to residual effects of any alleged toxic exposure. His 1990 report states that Guilbeau meets the diagnostic criteria for organic delusional syndrome and he testified in his deposition that "organic" does not mean an organic brain disease or any brain dysfunction. The report concludes that he does not feel that Guilbeau has brain damage based on available data but that brain damage cannot be absolutely ruled out at this time .
In March 1989 Guilbeau saw Dr. Callender who had previously seen him in December 1986. n21 Dr. Callender who is board certified in internal medicine testified for the Guilbeaus at trial as an expert in internal medicine neurotoxicology and occupational medicine. n22 Guilbeau reported to Dr. Callender that he had been exposed to glue and formaldehyde on August 15 16 and 18 1986 and for one to two weeks thereafter. His complaints included depression numbness difficulty walking pressure in the back of his head difficulty thinking difficulty breathing bloating
headaches sweating weakness shaking a bad taste in his mouth chest pain irritation of eyes and nose disorientation irritability personality change tingling sensations fever tachycardia shortness of breath memory loss ringing ears blurred or double vision balance problems sexual dysfunction and confusion. Except for depression a raw throat a little congestion in the lungs with some wheezing and a slightly tender abdomen
Dr. Callender's physical examination of Guilbeau revealed no abnormalities. Blood and urine tests were performed as well as an electroencephalogram (EEG) and magnetic resonance imaging (MRI) and all of the results were normal.
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n21 Mrs. Guilbeau testified that by that time Guilbeau had begun to be sickened by odors; that he has temper tantrums and loses all control when he is exposed to chimney smoke; and that the odors of cleaning fluid new clothing perfume hair spray deodorant and shampoo make him ill. A sign posted on the door of the Guilbeaus' home states: DO NOT ENTER If you are wearing the following[:] perfume[,] hair spray[,] cologne[,] after shave[,] deodorants[,]new clothing[,], powder[,] makeup[.] There is a Toxic person living in this house who is allergic to all these above products. With your understanding, we can help him from having severe seizures and severe multiple pain .
Amazingly the smoke from the one and one-half to two packs of cigarettes he smokes each day has no adverse effect on Guilbeau; and he is not bothered if others smoke cigarettes in his presence. He uses a lighter with lighter fluid to light his cigarettes but has not complained about the smell from the lighter fluid.
n22 Mrs. Guilbeau was employed by Dr. Callender at the time of the trial; she began working for him after he began treating Guilbeau. He testified however that her employment had not compromised his medical objectivity.
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A SPECT scan of Guilbeau's brain was administered by Dr. Subramanian on March 26 1990. n23 The scan showed decreased blood flow in the left frontal lobe the left thalamus and parts of the right basal ganglia. An ultrasound scan revealed a 20-30% obstruction of Guilbeau's left carotid artery in May 1990.
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n23 SPECT is the acronym for single photon emission computerized tomography a brain imaging method which uses radiation tracers injected into the brain through the carotid artery to produce computer-generated color images of blood flow.
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Based on the SPECT scan Guilbeau's history of exposure to Henry's adhesive in the mobile home and Guilbeau's hypersensitivity to smells (cacosmia) n24 which Callender stated is characteristic in individuals who have been exposed to neurotoxins especially solvents Dr. Callender ruled out other possible causes for Guilbeau's symptoms and diagnosed severe chronic toxic encephalopathy (permanent brain damage) vestibular dysfunction and thalamic sensory syndrome caused by exposure to the adhesive. n25
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n24 There was testimony that "osmia" means "to smell" and "caco" is a Greek word for "stool". Dr. Callender referred to an article defining cacosmia as nausea headaches and subjective distress in individuals exposed to neutral environmental odors.
n25 Dr. Callender testified that vestibular dysfunction was related to Guilbeau's symptoms of dizziness and panic attacks; and that thalamic syndrome is equivalent to sensory dysfunction including hallucinations.
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Guilbeau was seen by Dr. Lisa Morrow a Pittsburgh psychologist in July 1989. n26 Guilbeau reported to her that he smelled a strange cool burning odor emanating from an air vent underneath his desk on Saturday August 16 1986; that he had pain in his left wrist and sometimes in his right arm and shoulders; that smells such as perfumes burn his nose make him weak and dizzy and cause pressure in his head; that he has headaches at the same time every day; that he is often tired and does not sleep more than two to three hours a night; that he has a 30% loss in his lungs; that he has pains in his stomach and elsewhere 17-18 times a day; and that he suffered from nervousness itching sweating
dizziness shaking and hallucinations.
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n26 Dr. Morrow testified that she works with Dr. Callender whom she met in 1988 and that Dr. Callender has referred patients to her 18 of whom she is using in her research on persons who have been exposed to solvents.
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Dr. Morrow conducted tests on which Guilbeau had high scores for somatic preoccupation depression hysteria and anxiety. n27 Based on her examination and the history and symptoms reported to her by Guilbeau Dr. Morrow opined that Guilbeau suffered a psychological injury or psychiatric disorder as the result of his exposure to solvents in the adhesive. She testified that she focused on the adhesive because of Guilbeau's sensitivity to other odors which based on her experience could have been caused only by solvent exposure.
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n27 She testified that she did not test for secondary gain desire but that it was a possibility.
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Dr. Callender referred Guilbeau to Dr. Harper a neurologist who testified at trial as an expert in pain management neurology
psychopharmacology and addiction medicine. Dr. Harper testified that Guilbeau described the repairs at the mobile home and reported that he started having problems on August 14 1986; he complained of chemicals affecting his brain; pain panic and scare attacks; and visual problems; and he reported a major behavioral change from being a successful salesman before the exposure to being ineffectual and depressed afterward.
Dr. Harper made no abnormal physical findings but testified that Guilbeau complained of sensitivity to odors (cacosmia); he testified that cacosmia is fairly rare and that he has seen it only in persons with a history of exposure to chemicals. Harper testified that Guilbeau had a variety of interesting complaints that were complicated to interpret. n28.Harper ruled out somatization disorder because there was a physical explanation for Guilbeau's physical complaints and concurred in Callender's diagnosis based on Guilbeau's description of his history of exposure to the adhesive the symptoms he reported after the exposure
and the SPECT scan of his brain which showed abnormal areas of decreased circulation in parts of his brain.
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n28 Harper testified that Guilbeau reported a lot of symptoms that doctors would consider to be fairly impossible: a feeling of a chemical flowing into his brain from his neck; a cool numb itching feeling then burning of the neck and then a pain in his head; and a feeling that his brain was twisting inside. Harper testified further that Guilbeau reported that he could smell chemicals coming out of his body at times
and that Mrs. Guilbeau agreed that she could smell them too; that he experienced swelling in his left index finger which traveled up into his forearm; and that his spells could be set off by different smells or particular television commercials.
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Henry's expert Dr. Berger examined Guilbeau the weekend before the trial in January 1994. He testified that he found chronic lung disease clubbing of the fingernails (a sign of advanced emphysema and bronchitis) gastro-intestinal disease bloating poor circulation
and an irregular heart beat (a sign of early atherosclerosis). n29 He performed neurological tests and testified that the results clearly showed that Guilbeau has no brain dysfunction but has a personality problem of using tantrums and exaggerating his regular conditions to manipulate people.
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n29 Dr. Berger testified that he observed some malingering when Guilbeau "made believe" his legs were paralyzed fell off a chair
and called it an attack or some kind of brain seizure; that Guilbeau tried to fake a reaction to one of the tests of his reflexes; and that Guilbeau was trying to cover up his knowledge of his blood sugar problem by refusing to eat before a urine test and then refusing to provide a urine sample the next morning after he had eaten breakfast.
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Mrs. Guilbeau testified that other than problems with his sinuses and surgery for a dislocated knee Guilbeau had no serious health problems seizures or allergies prior to August 1986; and that
before the mobile home repairs Guilbeau behaved normally and she and Guilbeau were happy and had a very good relationship; but afterward he has been scared depressed aggravated and angry and has temper tantrums. n30 There was evidence however that Guilbeau attempted suicide in 1969
when he took an overdose of sleeping pills; he was honorably discharged from the Army after serving two and one-half months because of a knee problem but the discharge was authorized by a psychiatrist; he had complained about nervousness and anxiety as far back as 1972 and had been prescribed tranquilizers; n31 he is a heavy smoker having smoked from one and one-half to four packs of unfiltered cigarettes a day for over 30 years and suffers from chronic lung disease frequent upper respiratory infections bronchitis
and wheezing dating back to 1964; n32 his blood sugar was high in 1971 and 1984; he had high triglycerides high cholesterol and high uric acid; he had been treated for rectal bleeding and for prostatitis on several occasions; he was treated for impotence in 1984; he suffered from gastritis; he went to a doctor in 1976 after claiming to have been nearly struck by lightning; n33 and in 1974 he went to a hospital emergency room complaining of toxic exposure to rice fumigation and was diagnosed as having a possible allergic reaction. (Contrary to the dissent's suggestion by summarizing this evidence aspersions are not cast on Guilbeau's sanity nor are improper inferences drawn.)
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n30 Duplechin testified that before he was exposed to the adhesive Guilbeau was never sick and never complained but that after the carpet was installed Guilbeau said that he felt dizzy at times; and when he saw Guilbeau about a year before the case was tried in January 1994 Guilbeau looked bad and had lost a lot of weight. Shaw testified similarly that before the exposure Guilbeau was healthy fun to be around
courteous and humorous; that he was not a chronic complainer; that he had never seen him have temper tantrums fainting spells or dizziness; but that when he saw Guilbeau about two years before the trial he could not believe it was he because he looked so bad and had lost so much weight. Thibodeaux testified that before August 1986 Guilbeau was a top-notch salesman who had a good personality but that afterward he looked "like death warmed over" and did not have "the old get-up-and-go". Leonard Brown
a former coworker testified similarly that Guilbeau had nothing wrong with him before the exposure but that Guilbeau told him about trouble with his head dizziness and lack of coordination after the exposure.
n31 Dr. Clause who prescribed the tranquilizers
testified that he did not consider Guilbeau to be a chronically nervous or anxious person; and saw no sign in 28 years that he was suffering from a psychiatric disorder.
n32 Mrs. Guilbeau testified that Guilbeau's cigarettes cost about $90 per month.
n33 Mrs. Guilbeau testified that Guilbeau told her that the lightning episode felt like he was glued down and snapped his lower back.
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On August 14 1987 the Guilbeaus filed suit against Henry and others alleging that in August 1986 when the new sub-flooring and carpet were installed in the mobile home where Guilbeau worked he became ill after being exposed to formaldehyde gas released from particle board flooring which synergistically combined with toxic fumes emitted from carpet adhesive manufactured by Henry. n34 Eventually all of the defendants except Henry were dismissed and the case finally proceeded to trial in January 1994 on its 13th setting with the Guilbeaus being represented by their third set of lawyers since suit was filed. n35
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n34 The complaint was amended to add additional defendants (manufacturers of formaldehyde products and their insurers) in March 1988
and again in January 1990.
n35 The Guilbeaus are represented by different Counsel on appeal.
In a motion to dismiss filed in September 1993 Henry stated that before the fall of 1992 the Guilbeaus agreed to settle with Henry for a nominal amount but later reneged. At a hearing on December 13 1993 the district court announced that it was going to dismiss the case because the Guilbeaus' Counsels were not prepared to go to trial
which was set for that day. Court recalled the dismissal however
to avoid penalizing the Guilbeaus for their Counsel's conduct. However
Court ordered one of the Guilbeaus' Counsels to pay $11 186 to Henry as sanctions to cover Henry's expenses in preparing for trial for the December setting.
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At trial the district court denied Henry's motions for judgment as a matter of law as discussed infra. In response to interrogatories
the jury found that Henry's adhesive was defective because it was unreasonably dangerous for normal use or because it failed to include an adequate warning; and that the defective condition of the adhesive was the legal cause of Guilbeau's injuries.It awarded $2 000 000 to Guilbeau and $900 000 to Mrs. Guilbeau.
The district court denied Henry's post-trial motion for judgment as a matter of law or in the alternative for a new trial; but found that the interrogatory regarding Mrs. Guilbeau's damages was erroneous as a matter of law because although her only claim was for loss of consortium it allowed the jury to award damages to her for many of the same types awarded her husband. Court concluded that the maximum amount that properly could have been awarded for loss of consortium was $50 000; it denied Henry's motion for new trial on the issue of loss of consortium conditioned on Mrs. Guilbeau's acceptance of the remittitur. The remittitur was agreed to.
II.
Henry contends that the district court erred (1) by denying it judgment as a matter of law in light of the absence of scientific evidence that the adhesive was either defective or caused Guilbeau's alleged injury; and (2) by denying it a new trial because the Guilbeaus' trial Counsel engaged in improper trial conduct and made improper closing arguments to confuse and inflame the jury. In addition to contesting the issues raised by Henry the Guilbeaus assert that even if the evidence were insufficient
the judgment should be affirmed because the claimed erroneously excluded evidence is sufficient; that the remittitur should be reversed; and that the district court applied an erroneous rate and date of accrual in awarding pre judgment interest. The Stevens firm contends that Court erred by failing to award Counsels' fees to it (any recovery by that firm is contingent on judgment being awarded the Guilbeaus); the Guilbeaus respond that the firm is not entitled to any recovery.
Before reaching whether judgment as a matter of law should have been granted whether the issue was preserved in district court must be determined.
A.
The Guilbeaus claim that Henry failed to preserve the sufficiency of the evidence question. They maintain that the only ground stated by Henry in seeking judgment as a matter of law was on "unreasonable dangerousness" only as to the failure to warn theory of liability and that Henry failed to challenge the evidence of exposure other theories of defect or causation.
At the conclusion of the Guilbeaus' case-in-chief
Henry moved for judgment as a matter of law stating:
Under Federal Rule 50 I'll move for judgment as a matter of law on the issues of unreasonably dangerous [sic]. There's been no showing by plaintiffs that this product is unreasonably dangerous
and there's been no showing by these plaintiffs that this product should have had a warning when it was manufactured in 1986 or ... when the material safety data sheet was promulgated in 1985; you've heard no showing from the plaintiffs on those issues. This has to do with a product that was manufactured and distributed in early 1986 and used by the consumer in the eighth month of 1986. You have no demonstration either in fact or in law as to those issues and under Rule 50 I move for judgment as a matter of law on those grounds. May I add Your Honor ... that the expert which they propounded on all of those issues by his own admission only became an expert on this in 1990 four years after the product was manufactured.
The Guilbeaus responded that there was evidence from which the jury could find that the product was defective because of the absence of the warning and stated that their expert
also expressed the opinion that it should not have been manufactured with pentachlorophenol and that it shouldn't have had -- it could have been manufactured without the pentachlorophenol because all pentachlorophenol did a very dangerous highly dangerous chemical
was to extend the shelf life of the product. So we've got a real fact issue on those two issues manufacturing defect which rendered the product unreasonably dangerous and failure to warn which rendered the product unreasonably dangerous. We did also mention the failure to test.
(Emphasis added.)
Court took the motion under advisement "without prejudice to the rights of either party to bring a similar motion at the end of the evidence". Although Henry's renewal of the motion is not transcribed
a minute entry reflects that Court denied Henry's motion at the close of all the evidence re-urging its motion for judgment as a matter of law.
A motion for judgment as a matter of law "may be made at any time before submission of the case to the jury" and "shall specify ... the law and the facts on which the moving party is entitled to the judgment". FED. R. CIV. P. 50(a)(2). The purpose of that requirement is to assure the responding party an opportunity to cure any deficiency in that party's proof that may have been overlooked until called to the party's attention by a late motion for judgment . FED. R. CIV. P. 50 advisory's committee's note (1991 amendment); see also MacArthur v. University of Tex. Health Center 45 F.3d 890 897 (5th Cir.1995) (Rule 50(b) "serves two basic purposes: to enable the trial court to re-examine the sufficiency of the evidence as a matter of law if after verdict Court must address a motion for judgment as a matter of law and to alert the opposing party to the insufficiency of his case before being submitted to the jury").
Although Henry's motion could (and should) have been more specific it was adequate inter alia to preserve the issue of sufficiency of the evidence of product defect. Despite the Guilbeaus' protests to the contrary they were not prejudiced or "sandbagged" by Henry's failure to articulate with more precision the grounds for the motion. Although the Guilbeaus characterize this as a failure to warn case that issue was not the most prominent one at trial; by far the bulk of the evidence related to defect and causation. Review of the entire record leaves no doubt that the most significant issues were whether Henry's product was capable of causing and did in fact cause the alleged injuries. As Court stated at a pre-trial hearing on December 13 1993 there's really one issue in this case and that's all; it's cause . Court reiterated that fact on the eighth day of trial in the midst of Henry's case: "That's what this lawsuit is to see whether this [adhesive] or some other thing that was present that brought this result to Mr. Guilbeau."
Moreover as shown by his quoted comments about pentachlorophenol in responding to the motion the Guilbeaus' Counsel demonstrated that he knew exactly on what grounds the motion was based. But especially this is reflected also by the fact that earlier during the Guilbeaus' case-in-chief
their Counsel inquired of Dr. Callender: if the jury was asked to determine whether the product was defective ("unreasonably dangerous") was it because it contained pentachlorophenol? Dr. Callender responded in the affirmative. The Guilbeaus' Counsel was fully aware of the bases for the motion.
B.
Because Henry preserved its challenge to the sufficiency of the evidence the denial of its motion for judgment as a matter of law is reviewed under the well-known standard from Boeing Co. v. Shipman 411 F.2d 365 (5th Cir.1969) (en banc):
On motions for directed verdict and for judgment notwithstanding the verdict Court should consider all of the evidence -- not just that evidence which supports the non-mover's case -- but in the light and with all reasonable inferences most favorable to the party opposed to the motion. If the facts and inferences point so strongly and overwhelmingly in favor of one party that Court believes that reasonable men could not arrive at a contrary verdict granting of the motions is proper. On the other hand if there is substantial evidence opposed to the motions that is evidence of such quality and weight that reasonable and fair-minded men in the exercise of impartial judgment might reach different conclusions the motions should be denied and the case submitted to the jury. A mere scintilla of evidence is insufficient to present a question for the jury.... However it is the function of the jury as the traditional finder of the facts and not Court to weigh conflicting evidence and inferences and determine the credibility of witnesses.
Id. at 374-75.n36
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n36 As stated this standard requires review of all of the evidence that was before the jury. Excerpts from several depositions were read to the jury; in some instances the excerpts were transcribed
but in others they were not. Counsel for both sides apparently were oblivious to that fact; although they stated where reading began they frequently did not state where it stopped before skipping to the next excerpt. In some instances this might preclude review of the sufficiency of the evidence. In this case it does not because the entire depositions from which excerpts were read were admitted into evidence although not given to the jury during their deliberations. These depositions have been reviewed; even if read to the jury in their entirety they do not contain sufficient admissible evidence to support the verdict. None of the deponents were expert witnesses
and none of the depositions at issue contain any testimony about the decisive factual dispute - pentachlorophenol and sodium pentachlorophenate.
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This diversity case to which Louisiana law applies
apparently was presented to the jury solely on a strict products liability theory both parties having agreed to omit negligence and comparative negligence instructions. n37 This case was commenced prior to the effective date of the Louisiana Products Liability Act of 1988 La. Rev. Stat. SEC.(s) 9:2800.51-2800.59 (effective September 1 1988). To recover from a manufacturer under that theory the applicable Louisiana law required the plaintiffs to "prove (1) that the injury or damage resulted from the condition of the product; (2) that the condition made the product unreasonably dangerous to normal use; and (3) that the condition existed at the time the product left the control of the manufacturer or supplier". Bell v. Jet Wheel Blast 462 So. 2d 166 168 (La. 1985); see also Halphen v. Johns-Manville Sales Corp.
484 So. 2d 110 113 (La. 1986).
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n37 The charge was not transcribed and is not in the record.
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"An essential element of a plaintiff's case ... is proof that the defendant's product was unreasonably dangerous to normal use". Halphen 484 So. 2d at 113. "A defective product is one that is 'unreasonably dangerous to normal use'". Bloxom v. Bloxom 494 So. 2d 1297 1302 (La. App. 2d Cir.1986) (quoting Weber v. Fidelity & Casualty Ins. Co. of N.Y. 259 La. 599 250 So. 2d 754 755 (La. 1971)) aff'd 512 So. 2d 839 (La. 1987). "'Normal use' is a term of art that includes all intended uses
as well as all foreseeable uses and misuses of the product". Bloxom v. Bloxom 512 So. 2d 839 843 (La. 1987). Obviously if a product is not unreasonably dangerous there is no need to address causation. (The dissent concludes that the evidence is sufficient to support a finding that Henry's adhesive caused Guilbeau's alleged injuries and that the adhesive was unreasonably dangerous because Henry failed to warn about the danger posed by organic solvents. Because there is insufficient evidence that the organic solvents made the adhesive defective it is unnecessary to address causation or the lack of a warning. In any event the insufficient proof of causation in regard to the organic solvents is discussed infra.)
Henry contends that the Guilbeaus failed to prove that the adhesive was defective because (1) their experts' opinions were based on the presence in the adhesive of chemicals that it did not contain; and (2) Guilbeau's alleged reaction is idiosyncratic because although the adhesive at issue has been manufactured and sold for 20 years no one but Guilbeau has ever claimed to have been injured by it.
1.
Addressed first is whether the product was defective because it contained pentachlorophenol and then whether organic solvents are a basis for finding a defect.
a.
Henry asserts that the evidence is insufficient to prove that the product was defective because the Guilbeaus' expert witnesses' opinions are based on the erroneous conclusion that the adhesive was defective because it contained pentachlorophenol when it instead contained sodium pentachlorophenate. The Guilbeaus counter that Henry's witnesses admitted that the product contained pentachlorophenol. This response is facially correct; but as discussed infra that evidence is insufficient to support a conclusion that the adhesive contained pentachlorophenol. Moreover as also discussed infra the Guilbeaus failed to present any competent evidence that pentachlorophenol is a form of sodium pentachlorophenate that sodium pentachlorophenate has the same toxic properties as pentachlorophenol
or that sodium pentachlorophenate is volatile.
Dr. Reddy the director of the laboratory for Chemtex
which analyzed samples of the adhesive testified for the Guilbeaus as an expert witness in industrial hygiene and chemistry. n38 He testified that two samples were tested: a one-gallon metal can and a three-and-one-half-gallon plastic container. Previous testimony by Mrs. Guilbeau and the co-workers who installed the new carpet established that the three-and-one-half-gallon plastic container was the one that contained the adhesive used to install the carpet in the mobile home. n39 The Guilbeaus' Counsel admitted that the one-gallon can of adhesive was newer than the three-and-one-half-gallon container apparently having been purchased shortly before the testing which was conducted in September 1990.
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n38 The samples were picked up by The Subra Company from one of the Guilbeaus' Counsels on September 10 1990 approximately four years after the incident in issue. Dr. Subra testified that her company did not have the instrumentation to perform the analysis so she sent the samples to Chemtex.
n39 On cross-examination Shaw testified that Mrs. Guilbeau obtained the three-and-one-half-gallon container of adhesive possibly about two years after it was used in August 1986 to install the carpet. After the noon recess however during which the Guilbeaus' Counsel asked Shaw about the circumstances under which the container was given to Mrs. Guilbeau Shaw testified on redirect that he was mistaken about the date
and that he had given the container to Mrs. Guilbeau in September 1986; he said that he remembered her saying that Dr. Wong wanted the container so that he could analyze its contents. (Counsel's lunch hour discussion with (some might say coaching of) this witness is a typical example of the numerous problems arising out of the conduct of Counsel throughout the trial.) Mrs. Guilbeau testified that about two weeks after the alleged exposure Dr. Wong asked her to bring the container of adhesive; that Shaw gave her the container of adhesive and she brought it to Dr. Wong; that
after the visit Dr. Wong did not want the adhesive; that the container was locked in the shed at her home until she took it to one of their lawyers
who had it tested; and that the container was later taken to their next lawyer. Guilbeau's diary reports that Dr. Wong examined him on September 4 and 5 1986.
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According to Dr. Reddy both samples were tested for 40 different volatile organic compounds; but pentachlorophenol was not among the items for which the samples were tested. Significant amounts of four of the compounds tested for were found in the three-and-one-half-gallon container: ethylbenzene methylene chloride xylene and 2-Butanone (methyl ethyl ketone). The one-gallon can contained significant amounts of those same four compounds as well as toluene and trichloroethane. Toluene and trichloroethane were not detected in the three-and-one-half-gallon container; the laboratory did not test it for toluene. Reddy testified that all of these compounds are found in gasoline and most petroleum distillates.
In their case-in-chief the Guilbeaus presented the deposition testimony of Lawrence Balling Henry's technical director. A list of ingredients produced by Balling at that deposition was admitted into evidence; it shows that #270 adhesive contains 45-55% water 2-8% petroleum distillate; 30-40% synthetic rubber/resin binder 15-20% clay
1-3% soap 0.2% pentachlorophenate and a trace of ammonia. (The record does not support the dissent's statement that "Henry refused to disclose the glue's ingredients until midway through trial". It reflects instead
that the Guilbeaus' trial Counsel were well aware that Henry had been willing to produce the formula for the adhesive with an appropriate protective order since 1989. It was not until mid-trial that the Guilbeaus' Counsel requested the formula pursuant to a protective order.)
When the Guilbeaus' Counsel first asked their expert
Dr. Callender to identify the ingredients in the adhesive he referred to the material safety data sheet and stated correctly that it contained sodium pentachlorophenate . n40 Counsel then asked Is that what is properly known as P.C.P., pentachlorophenol? n41 Callender responded Well, there's -- using initials can be confusing, because there's -- pentachloro -- it's pentachlorophenol. It's a form of pentachlorophenol . n42 From that point through the conclusion of his testimony on direct examination Dr. Callender and the Guilbeaus' Counsel continued to refer to the ingredient inaccurately
as "pentachlorophenol". Callender testified at length about the toxicity of pentachlorophenol its capacity to cause brain damage and other symptoms
and the effects of synergism when pentachlorophenol is added to solvents such as those detected in the samples of Henry's adhesive.
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n40 Dr. Callender was board certified in internal medicine. When he first saw Guilbeau he operated a walk-in clinic. He testified that he became a toxicologist and stopped holding himself out to the public as a walk-in clinic two or three years prior to the January 1994 trial. Dr. Callender conceded that he was not a chemist or industrial hygienist and he was not tendered as an expert in either of those fields. Over Henry's objection to Dr. Callender testifying as an expert in any field other than internal medicine the district court accepted him as an expert in that field as well as neurotoxicology and occupational medicine.
n41 "PCP" is the recognized abbreviation for phencyclidine hydrochloride a controlled substance which causes hallucinations and serious psychological disturbances. R. SLOANE THE SLOANE-DORLAND ANNOTATED MEDICAL LEGAL DICTIONARY 545 (1987). However plaintiffs' exhibit 100 excerpts from a book on neurotoxicity uses "PCP" as the abbreviation for pentachlorophenol; and so does an exhibit attached to Henry's reply brief.
n42 Perhaps because he is not a chemist Dr. Callender never explained the basis for his statement that sodium pentachlorophenate is a form of pentachlorophenol nor did he testify about any of the characteristics or toxic properties of sodium pentachlorophenate.
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When asked whether the adhesive could be used safely in an enclosed situation like this ... mobile home Dr. Callender responded that it could not because pentachlorophenol lasts a long time and is very toxic; speculated that it probably also contained dioxin because the method used to produce pentachlorophenol at the time usually resulted in a substantial amount of contamination from dioxins; n43 and testified that the adhesive should have contained a warning label including the following statement:
This product contains volatile organic compounds
chemical solvents pentachlorophenol and associated contaminants such as dioxins and difurans. These chemicals and solvents can be hazardous to human health. The contaminants found in commercial grade pentachlorophenols is [sic] considered to be extremely toxic in very small amounts....
Dr. Callender opined that "pentachlorophenol is a major actor in the toxicity of this product"; and as noted earlier that the product was unreasonably dangerous and defective because it contained pentachlorophenol:
Q. ... If the jury would be asked about ... whether or not the product was unreasonably dangerous as manufactured and defining unreasonably dangerous as being a danger that's basically unreasonable
what would your opinion be?
A. My opinion that it would be --
Q. With the pentachlorophenol in it.
A. With the pentachlorophenol that the danger would be pretty much unavoidable but it's unreasonable.
Q .... If the jury is asked whether or not the product is defective because it contains -- because it's unreasonably dangerous and describes unreasonably dangerous as some defect that's unreasonable and could be eliminated and the product still have usability -- I believe you said your opinion is that it is defective because it contains pentachlorophenol; is that correct?
A. Right.
This testimony demonstrates undeniably that the whole thrust of the Guilbeaus' theory was based on their incorrect claim that the adhesive contained pentachlorophenol. In expressing his opinion that the product was unreasonably dangerous and defective Dr. Callender never mentioned organic solvents or any other ingredients only pentachlorophenol.
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n43 The Guilbeaus' Counsel interrupted Dr. Callender at this point and got him to agree that dioxin is "the chemical that was in the Agent Orange that we hear about". Dr. Callender then testified that dioxin is probably the most toxic compound known, and it's very often present in pentachlorophenol in amounts up to 20, 25 percent depending on the way it was produced, unless you're dealing with a very special production where they purify it . The Guilbeaus produced no evidence that sodium pentachlorophenate has ever been contaminated by dioxins or any other substance; this line of questioning is yet another example of the egregious conduct by the Guilbeaus' trial Counsel.
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On cross-examination Dr. Callender testified that pentachlorophenol was the most dangerous component of the adhesive. Henry also cross-examined him about a 1991 published article reporting on a study by Dr. Callender in which Guilbeau was one of the subjects and in which Dr. Callender described a "one year exposure to two levels of formaldehyde and phenol from particleboard. 1986 acute high level of occupational exposure for several workdays to strong fumes of formaldehyde phenol and glue containing tetrachlorophenol dichlorophenol ammonia pentachlorophenol
methanol petroleum distillates ethyl benzene methylene chloride xylene
methyl ethyl ketone toluene". Dr. Callender acknowledged that some of the chemicals listed in the article were not in the adhesive but were typically found in pentachlorophenol and petroleum distillates based on his consultation with a toxicologist.
Henry called Balling as a witness. Balling testified that the petroleum distillate or solvent is ordinary paint thinner commercially available on store shelves in 1986; and that each gallon of adhesive contains about a cupful of solvent. He testified that the product contains less than two tenths of one percent of sodium pentachlorophenate a preservative used to kill bacteria in the water and prolong shelf life; that sodium pentachlorophenate is not volatile and does not evaporate; and that although the amount used in the adhesive was below the level required to be disclosed on the material safety data sheet (MSDS) in 1986 Henry reported both petroleum distillates and sodium pentachlorophenate on its 1985 MSDS.
Despite Balling's testimony and the MSDS which listed sodium pentachlorophenate not pentachlorophenol as an ingredient
the Guilbeaus' Counsel repeatedly asked questions about pentachlorophenol during cross-examination of Balling at times referring to it as "PCP". At times during cross-examination Balling was careful to distinguish between the two substances and did not allow himself to be misled by the Guilbeaus' Counsel's persistent references to pentachlorophenol.
For example one of the first questions on cross was ... would you agree with me that it was not necessary to include the pentachlorophenol ... in order for it to be an effective adhesive? ; Balling replied It would have been an effective adhesive without the sodium pentachlorophenate, but it would not have good shelf life . When asked whether Henry bought laboratory-purified pentachlorophenol or the technical grade Balling replied ... I couldn't tell you what grade we bought.... We bought the chemical sodium pentachlorophenate . And when asked if he was aware that pentachlorophenol was contaminated by dioxins
he testified that he was "not aware of the fact that the sodium pentachlorophenate was contaminated with dioxins". When asked whether he was aware that pentachlorophenol becomes many times more hazardous and much more readily absorbed if it is in the presence of an organic solvent he replied Yes, I do know that; but the sodium liminal, it's not a problem . When questioned about the volatility of pentachlorophenol when dissolved in organic solvents Balling testified that sodium pentachlorophenate was soluble in water and that it would remain if the water evaporated. Balling testified unequivocally that sodium pentachlorophenate is not volatile when dissolved in water. When questioned about pentachlorophenol inhalation studies resulting in injuries and deaths Balling replied No, I'm not aware of that, and we put the sodium pentachlorophenate in there .
At other times however Balling seemed oblivious to the distinction and failed to correct the Guilbeaus' Counsel's persistent references to pentachlorophenol. For example when asked whether "pentachlorophenol" has been found to be a hazardous substance he replied It is in the hazardous substance section of the M.S.D.S. I am just aware that it is hazardous in the amounts of two-tenths of a percent or over. n44
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n44 When asked whether Henry conducted any tests to determine what was contained in the pentachlorophenol that y'all purposely dumped into the glue to extend its shelf life he replied:
We used an amount that wasn't required even to be put on an M.S.D.S. so I didn't really look into it any further than that. And I'm sure when the M.S.D.S. ... was set up I'm sure if there were contaminants in it they were taken into consideration. Maybe that's why the figure was so low.
When the Guilbeaus' Counsel asked whether a list of components including "ethylene benzene" methylene chloride toluene
trichlorethylene xylene MEK pentachlorophenol and styrenebutadiene
were in the product Balling replied "yes" without distinguishing between the components he had previously testified were in the product and those which he had testified were not in it. Later Counsel asked: "Now you have also said that pentachlorophenol was in there; right?" Balling replied
yes .
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The Guilbeaus' expert chemist Dr. Subra was allowed to be called as a rebuttal witness during the middle of the defense's case-in-chief; the Guilbeaus' Counsel stated that it was for the sole purpose of rebutting testimony "on the volatility of PCP". But Dr. Subra testified solely about the volatility of pentachlorophenol when used as a wood preservative; she did not testify about sodium pentachlorophenate. She opined that pentachlorophenol
which the Guilbeaus' Counsel called "PCP" is volatile and would be more likely to go into the air if mixed with volatile chemicals in the adhesive than by itself; and that it was more toxic when combined with other chemicals than when considered separately.
Considering Balling's testimony in its entirety
and in light of all the other evidence including the MSDS and other exhibits
the Guilbeaus' contention that Balling admitted that pentachlorophenol was in the product is unwarranted. True Balling was at times careless
failing to correct the Guilbeaus' Counsel every time Counsel referred to pentachlorophenol as an ingredient of the adhesive. And Henry must shoulder some of the blame. Not only did its Counsel fail to object to the numerous references to pentachlorophenol; it also did not conduct redirect examination of Balling in which it could have cleared up the discrepancies. (In any event failure to object to use of the term "pentachlorophenol"
for which the dissent asserts Henry could not pass plain error muster
is different from relying for defect on an ingredient that was not in the product.)
But the Guilbeaus' trial Counsel must bear the lion's share of the responsibility because their questions consistently were about pentachlorophenol even though the MSDS stated that the product contained sodium pentachlorophenate not pentachlorophenol and Balling had testified on direct examination that the product contained sodium pentachlorophenate. Whether Counsel acted out of ignorance or in an effort to mislead the jury and trick Balling (it certainly appears to be the latter) is unknown; but it makes no difference because irrespective of their motive the questions
which assumed a fact that was not in evidence are not evidence.
In any event the gist of Balling's testimony is clear when considered in the proper context: the adhesive contained sodium pentachlorophenate. This conclusion is reinforced by the testimony of Henry's expert witness Dr. Berger who was accepted as an expert in environmental health with sub-specialties in chemistry industrial hygiene toxicology
pathology general medicine psychiatry neuroscience and occupational medicine.
Although Dr. Berger's testimony on direct examination contains several references to pentachlorophenol on redirect he cleared up any possible confusion about which substance was in Henry's adhesive:
Q. .... Have you done some research in the past on sodium pentachlorophenate?
A. Sure. First of all we heard some testimony about pentachlorophenol. That's not in this case. It's the salt sodium pentachlorophenate. It's a completely different compound. It's a non-volatile salt. I have the MSDS from the people who made it their own analytical chemists saying that it's perfectly inert and has no vapor pressure. And I also have some documents that attest to the low ...volatility. In fact it needs steam ... to get it to volatilize. And it's been studied by the world health organization. And there are no reported cases of any nerve injury even in workers who make it in all of North America.
Moreover when asked whether sodium pentachlorophenate in sufficient
amounts will attack the body he replied:
You'd have to paste it on the body. It can't leave the ground. If you put it on the ground it's dead there. It's not going to move. It doesn't volatilize. The MSDS says it has no vapor pressure.... Your body would have to find it and come in contact with it. [If it became toxic to the body it affects] the liver the heart and the kidneys. It's not known to affect the nervous system at all as studies have shown. It's never been associated in North America or Europe with any disease either of the central or peripheral nervous system in workers who make it who are the most exposed of all.... They can burn their skin. They can get kidney problems.... Their livers tend to have elevated enzymes and they're monitored for that. But not in your nervous system.... That's why this is a puzzle to me why in this case it's being associated that way.
Finally noting the failure of the Guilbeaus' chemical expert Dr. Subra to distinguish between sodium pentachlorophenate and pentachlorophenol in her testimony discussed supra Counsel asked Dr. Berger whether the two compounds are identical; he replied Of course not . Dr. Berger explained the difference as follows:
If you take sodium which is explosive on you and chlorine gas which will burn your eyes that's very different from sodium chloride the salt of them which tastes good and we're made of.... Now
in this particular case the only product is the salt. It's a different compound and its manufacturers and analytical chemists have certified to the government that it doesn't vaporize. It has no vapor pressure. And my knowledge in the industrial community is the same and I have looked in texts and that's the same. Pentachlorophenol is an entirely different substance.
I heard Ms. Subra's testimony and I wouldn't say that there's any text that agrees with her. The conference of governmental hygienists says it takes steam to evaporate pentachlorophenol. And steam is 220 -- 215 212 degrees Fahrenheit.
The compound here is inert has no vapor pressure
isn't volatile; that's sodium pentachlorophenate. And after the adhesive is laid it diffuses in the oil and stays there to kill funguses algae
snails stuff like that.
Dr. Berger's testimony was unrebutted. The only evidence offered by the Guilbeaus in an attempt to rebut it was the testimony of Dr. Callender. Although he is not a chemist and was not accepted as an expert witness in that field he was asked (without objection) only whether pentachlorophenol when in the form of sodium pentachlorophenate will evaporate. He replied that "it does volatilize to a certain degree and in the solid form" but then went on to testify about pentachlorophenol
not sodium pentachlorophenate opining that Guilbeau was exposed to pentachlorophenol
and that the volatile organic and the pentachlorophenol in Henry's adhesive caused Guilbeau's brain damage.
As stated Dr. Callender never explained the basis for his testimony that sodium pentachlorophenate is a form of pentachlorophenol
and never testified about the characteristics or toxicity of sodium pentachlorophenate. (In fact at oral argument the Guilbeaus' Counsel admitted that no one testified that sodium pentachlorophenate would dissolve in organic solvents and produce the pentachlorophenol radical.)
Based on the foregoing the verdict cannot be sustained under the Guilbeaus' theory (claim) that the product was defective because it contained pentachlorophenol. As discussed neither sodium pentachlorophenate nor pentachlorophenol were detected by the laboratory that the Guilbeaus' Counsels retained to test samples of the adhesive for 40 different volatile organic compounds. The Guilbeaus never disputed Henry's evidence that sodium pentachlorophenate and pentachlorophenol are different substances and failed to present any testimony by a qualified expert witness that sodium pentachlorophenate is a form of pentachlorophenol that it has the same toxicity as pentachlorophenol or that the amount of it in Henry's adhesive was capable of causing Guilbeau's alleged injuries. The dissent agrees that "there is no evidence that the glue contained pentachlorophenol" and
therefore any testimony based upon the presence of pentachlorophenol cannot support the verdict .
b.
The Guilbeaus contend erroneously that irrespective of whether the product contained pentachlorophenol they proved that it was defective because of organic solvents. n45 Although they presented some evidence about the toxicity of ethylbenzene methylene chloride xylene
and methyl ethyl ketone which their testing laboratory found in the sample of adhesive to which Guilbeau allegedly was exposed their primary focus was on pentachlorophenol and the synergistic effects of it in combination with the other ingredients. n46
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n45 The dissent in discussing the evidence of causation
relies on Dr. Harper's opinion that Henry's adhesive contained organic solvents which cause toxic encephalopathy. Although it is not necessary to address causation it bears noting that Dr. Harper conceded that although he was told that Guilbeau was exposed to one and one-half gallons of "solvent" (not "adhesive") he did not know how much "solvent" was in Henry's adhesive (according to Balling's uncontradicted testimony each gallon of adhesive contained only one cupful of solvent) and could not say how much of it entered Guilbeau's brain because such calculations are not very helpful and can rarely be made in any meaningful way. Henry's adhesive was advanced by Dr. Harper as the most likely cause of Guilbeau's problems based on the history of exposure reported to him by Guilbeau. Dr. Harper acknowledged that if Guilbeau had said nothing about the adhesive and had mentioned only exposure to carpet then his opinion would be that the carpet was the most likely cause of Guilbeau's toxic encephalopathy. None of Guilbeau's experts' opinions are supported by any scientific evidence based on a dose-response relationship even remotely comparable to the facts of Guilbeau's exposure to the ingredients in Henry's adhesive.
n46 Although they also presented evidence about the toxicity of toluene and trichloroethane there was no evidence that those compounds were present in the bucket of adhesive that was used to install the carpet in the mobile home. The Guilbeaus' testing laboratory found those ingredients only in the one-gallon can of adhesive which was purchased by the Guilbeaus' Counsel.
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As stated Dr. Callender testified that pentachlorophenol was a "major actor" in the toxicity of the adhesive and that it was unreasonably dangerous and defective because it contained pentachlorophenol. And in closing argument the Guilbeaus' Counsel told the jury: "They shouldn't have had the PCP in the product therefore the answer to Question No. 1 [whether the product is unreasonably dangerous] is 'Yes'". n47
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n47 Of course closing argument is not evidence; but the Guilbeaus' closing argument certainly underscores that the true thrust of their claim that the adhesive was defective was their unsupported assertion that it contained pentachlorophenol. Although their Counsel referred briefly to Dr. Callender's testimony about the toxicity of the organic solvents in the adhesive and to scientific articles relied on by Dr. Callender
documenting that long-term exposure to organic solvents can cause brain damage and the symptoms experienced by Guilbeau the only chemical referred to specifically (other than one brief reference to ammonia) was pentachlorophenol. The following is illustrative:
And as Dr. Callender told you it was a design defect to have the PCP in it. They could have gotten something else to extend the shelf life because PCP is so dangerous that in 1984 they condemned it. And you heard the testimony on that and there's a whole book on it that we've offered over here about PCP [referring without objection to 1993 government report which court had ruled inadmissible] and how dangerous it is.
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2.
In the alternative Henry contends that as a matter of law the Guilbeaus cannot establish that the adhesive is unreasonably dangerous on the basis of a single adverse reaction by one individual out of millions of applications of the same product under similar conditions. The evidence shows that Henry has been making adhesives since 1933. Henry's technical director Balling testified that #270 adhesive had been on the market for over 20 years since it was developed in his laboratory in the 1970s and is similar to other adhesives on the market in 1986 and at the time of trial.
The adhesive is made in 600-gallon mixers the lids of which are never closed. Although exposed to it on a daily basis none of Henry's chemists or the workers who make the adhesive in plants all over the country have ever reported any injury; and workers have retired in good health after 20-30 years. OSHA requires no breathing apparatus or masks for the mixer employees and Henry's employees have not ever worn them or any special clothing. Balling testified that thousands of people use Henry's #270 adhesive on a daily basis and that millions of gallons of it have been sold but that no one other than Guilbeau has ever reported being injured by it.
Henry cites Lemoine v. Aero-Mist Inc. 539 So. 2d 712 (La. App. 3d Cir.1989) for the proposition that a product is not unreasonably dangerous because someone has an idiosyncratic reaction to it. Lemoine
a legal secretary returned to her office after lunch; while she was out
a pesticide had been sprayed in the office. Id. at 713. She became ill
and sued the pesticide manufacturer distributor insurer and sales representatives. Id. The trial court found for the defendants and the appellate court adopted its reasons including that the product had been sprayed in homes and offices many times daily without serious effects that Lemoine was not present when it was sprayed and that a large quantity was not used. Id. at 714. Louisiana cases were cited for the propositions that the use of a chemical in the manufacture of a product which causes an extremely rare allergic reaction is not a defect; that there is no duty to warn against the possibility of an unusual or rare idiosyncratic sensitivity; and that in view of Lemoine's rare susceptibility it was not reasonably foreseeable that she would have been injured. Id. at 715.
The Guilbeaus understandably discount the absence of evidence of other injuries contending that Henry's assertions of the lack of other complaints are false because of Thibodeaux's testimony that he was sickened as well when after he took Guilbeau's place he occupied Guilbeau's office and that all of his customers "experienced the same problem from this very product". n48 There was no evidence that Thibodeaux ever reported his "sickness" to Henry. He testified that the smell made him sick (dizziness burning eyes and nose) but he did not go to the doctor
took one afternoon off and has felt fine ever since. Although Thibodeaux testified that customers complained or asked about the smell and that some of them had to go outside because of burning eyes there is no evidence that any of the customers complained to Henry.
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n48 At trial one of the Guilbeaus' Counsels told the jury in closing argument not to be concerned about the fact that Guilbeau was the only person who had suffered an injury when the glue has been used by thousands of people:
You have enough evidence here ... to be able to infer from what you've heard on this witness stand and from the documents in evidence to know what would happen ... when other people did complain. Look what happened when Mrs. Guilbeau complained. She's been trying for seven years to get the facts of this case to find out what was in the glue so she could take care of her husband who is sick. And what has happened
No, no, no. And now ... they've put their people on the stand to tell you there's no injury. That's why there's no reported injuries....
Well of course there's not any reports of hundreds that might have been injured because they deny in every case that anybody could be hurt by their glue even though the literature says that organic solvents cause brain injury.
And I suspect as I told you there's been a lot of these because the way they have their records nobody gets hurt by their glue. So they can honestly state in a deposition nobody has ever been reported after thousands of gallons of this stuff of being hurt. I don't believe it. I don't believe it.
The outrageousness of such argument speaks for itself.
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Finally in equating the symptoms of Thibodeaux and his customers with those experienced by Guilbeau the Guilbeaus have greatly exaggerated the evidence; there was no proof or even any suggestion that Thibodeaux or any of his customers have been diagnosed with chronic toxic encephalopathy or that they experienced problems remotely similar in degree to those of which Guilbeau complains.
The Guilbeaus do not even cite much less attempt to distinguish Lemoine; they cited no authority and research reveals none
for imposing liability under Louisiana law on the basis of a single injury to a product that has been used by thousands of people without any other reported injuries. Indeed the authority is to the contrary. See Booker v. Revlon Realistic Professional Products Inc. 433 So. 2d 407 410 (La. App. 4th Cir.1983) (unusual or rare idiosyncratic sensitivity on plaintiff's part would not provide a basis for recovery or even a requirement of a warning from manufacturer); Quiroz v. Max Factor Inc. 264 So. 2d 263
266 (La. App. 4th Cir.1972) (res ipsa loquitur inapplicable where another reasonable explanation for plaintiff's scalp irritation and hair loss was that she was unusually sensitive or allergic to defendant's hair straightening product and that her rare idiosyncratic sensitivity rather than a defect in the product was the sole cause of her injury); Thomas v. Gillette Co.
230 So. 2d 870 876 (La. App. 3d Cir.) (possibility of allergic reaction to manufacturer's hair relaxant was so remote and unlikely that manufacturer was under no duty to warn users or purchasers of such a possibility; res ipsa loquitur inapplicable because there was reasonable possibility that plaintiff's reaction was result of rare idiosyncratic sensitivity rather than product defect) writ ref'd 255 La. 809 233 So. 2d 249 (1970); Blalock v. Westwood Pharmaceuticals Inc. 1990 WL 10557 at * 2 (E.D. La. 1990) (product not defective if injuries result from rare or idiosyncratic reaction
nor is manufacturer obligated to warn against possibility of such a reaction; summary judgment granted for manufacturer because reaction was idiosyncratic where defendant had sold nearly one million units of sunscreen without a complaint except by plaintiff). n49 Even without considering the other problems with the Guilbeaus' proof this basis alone on the facts in this case would support reversal of the jury's verdict. n50
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n49 The dissent considers these cases inapplicable because of its conclusion that Guilbeau proved that he was injured because he was exposed to dangerous organic solvents not because he had an idiosyncratic reaction. But even assuming that Guilbeau's injury was caused by the organic solvents in the adhesive that is not enough to prove that the product was defective. Under Louisiana law a product is not defective merely because someone suffers an idiosyncratic injury after being exposed to it. Based on the evidence in the record Guilbeau is the only person among thousands who were exposed to the adhesive during its manufacture and use who suffered such an injury. Accordingly Guilbeau's injury is by definition idiosyncratic. See WEBSTER'S THIRD NEW INTERNATIONAL DICTIONARY 1123 1124 (1986) (defining idiosyncratic as inter alia peculiar to the individual ; defining idiosyncrasy as inter alia an individual hyper sensitiveness as to a drug or food).
n50 Henry maintains as well that even if Guilbeau's reaction were not considered idiosyncratic no reasonable trier of fact could conclude that the risk of injury in this case outweighed the utility of the product. See Halphen v. Johns-Manville Sales Corp. 484 So. 2d 110
115 (La. 1986). It is not necessary to reach this issue.
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3.
Two alternative bases are offered by the Guilbeaus for upholding the verdict.
a.
The Guilbeaus claim that the verdict can be affirmed on the ground that the adhesive was "unreasonably dangerous per se". They maintain that if all products containing asbestos are unreasonably dangerous per se in Louisiana it follows that this category "must include a product that is accompanied by absolutely no warning and that contains methyl ethyl ketone xylene methyl chloride ethyl benzene and toluene -- as well as pentachlorophenol which has been banned for the kind of use (in homes) to which it was put here". This contention is rejected for several most obvious reasons.
First it is unclear whether the case was presented to the jury on this theory. Second it is patently absurd for the Guilbeaus to compare Henry's adhesive to asbestos when there is uncontradicted evidence in the record that thousands of persons have manufactured and used the adhesive for years and have not reported injuries to Henry. But most important
as noted supra there was no evidence that Henry's adhesive contained some of the above listed ingredients much less that the quantities of those ingredients were sufficient to cause injury. n51
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n51 As discussed Henry's product contained sodium pentachlorophenate not pentachlorophenol. Sodium pentachlorophenate has not been banned and has been authorized for use as a preservative; and there was uncontradicted evidence that Henry used it for that purpose in its adhesive. See 21 C.F.R. 175:105(c).
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b.
Next the Guilbeaus contend that even if the evidence presented to the jury is insufficient the verdict should be upheld based on evidence that they claim the district court excluded improperly. They assert that the district court excluded erroneously a 1993 report by the United States government showing the effects of ingredients in Henry's product evidence of evacuation of a government building and lawsuits by eight individuals all of which were offered to rebut Henry's claim that there had been no complaints regarding its adhesive; n52 and that it erroneously excluded labels used by Henry after the date of Guilbeau's exposure which represented that solvents and hazardous ingredients had been removed from the product and admitted that concentrated prolonged inhalation causes brain damage and were offered to impeach Balling's testimony that the product was innocuous and to rebut Henry's assertion that there was no scientific basis for Guilbeau's claim.
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n52 In their initial brief the Guilbeaus also challenged the exclusion of a Henry floor covering complaint form; but in their reply brief they conceded that the complaint "concerns product performance
and it probably was within the trial court's discretion to exclude it".
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It cannot be determined whether the district court abused its discretion in refusing to admit the 1993 government report
the evidence regarding evacuation of a building or the evidence of other lawsuits because the Guilbeaus did not include that evidence in their proffers. Without knowing what ingredients were discussed in the 1993 government report the circumstances regarding the evacuation of a building and whether #270 adhesive was involved in any of the eight lawsuits it is impossible to determine whether that evidence was relevant. n53 Moreover it cannot be determined whether this evidence would have been sufficient to sustain the verdict.
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n53 Nor can any determinations be made about the nature of this evidence from the questions asked by the Guilbeaus' Counsel. It appears that the Guilbeaus offered the 1993 government report because of its statements about pentachlorophenol which was not in Henry's adhesive. The question regarding the evacuation of a building does not even refer to any Henry products; and the question about other lawsuits refers only to "Henry glue" without specifying any particular product among the many that Henry makes.
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Because Henry never claimed that it would not be feasible to make the adhesive without the solvents and sodium pentachlorophenate
its product labels used after the date of Guilbeau's alleged exposure were properly excluded from evidence as subsequent remedial measures. FED. R. EVID. 407 (subsequent remedial measures not admissible to show negligence or culpable conduct but may be admitted to prove feasibility of precautionary measures if controverted or for impeachment). The labels were properly excluded for the purpose of impeachment because they stated nothing more than that concentrated prolonged inhalation causes brain damage which Henry did not deny; its position was that there had been no concentrated
prolonged inhalation by Guilbeau. Accordingly even if excluded improperly from evidence the subsequent product labels are not sufficient to sustain the verdict. n54
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n54 It is not necessary to reach any of the other issues presented including Henry's alternative contention that it is entitled to a new trial because of the prejudicial trial tactics and closing arguments of the Guilbeaus' Counsels; the Guilbeaus' contentions on cross-appeal regarding remittitur prejudgment interest and intervention; or the Stevens firm's appeal (any recovery subject to recovery by Guilbeaus).
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III.
The dissent "admits that the jury may have found for Guilbeau because it mistakenly thought that Henry's glue contained pentachlorophenol." A review of the record under the proper standard of review including making all reasonable inferences in favor of the Guilbeaus
leaves no doubt that such mistaken belief is exactly why the jury so found. The judgment in favor of Olan and Macklyn Guilbeau and the judgment awarding expenses to the intervenors are REVERSED and judgment is RENDERED in favor of Henry. n55
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n55 As noted repeatedly at oral argument and in this opinion and as reflected by the post-argument rejection of attempts by the Guilbeaus' Counsel to make improper filings the conduct by the Guilbeaus' trial Counsel and appellate Counsel causes more than great concern. Counsel is cautioned that such conduct in the future will result in the imposition of severe sanctions. But this great concern goes beyond sanctions; the greatest concern is that Counsel seems intent on winning at any cost
notwithstanding concomitant violations of long established rules of practice and evidence (all designed to attempt to ensure fundamental fairness)
and in disregard it seems of the truth. Such tactics will not be tolerated by this court.
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REVERSED and RENDERED
Concuring: The Hon. Justice Emilio M. Garza
Dissenting: The Hon. Justice Reynaldo G. Garza
I dissent. When the evidence in this case is properly examined under the applicable standard of review the evidence is sufficient to support the verdict.
I.
The majority opinion sets out the correct standard of review. This Court is to review all of the evidence in the light and with all reasonable inferences most favorable to Guilbeau. n56 The majority fails however to properly apply the proper standard of review. The majority draws inferences in favor of Henry even in the face of evidence supporting Guilbeau and at times ignores crucial testimony in Guilbeau's favor. I am therefore forced to dissent and show that the evidence supports the jury's verdict.
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n56 See Boeing Co. v. Shipman 411 F.2d 365 374-75 (5th Cir.1969)(en banc).
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In this diversity case we must apply Louisiana products liability law as set out in Halphen v. Johns-Manville Sales Corp. n57 The Louisiana legislature overruled an aspect of Halphen when it enacted the Louisiana Products Liability Act. n58 The Act did not take effect however
until September 1 1988 and the Louisiana Supreme Court has held that it does not apply retroactively. n59 Because Guilbeau was exposed to Henry's product before September 1 1988 we look to the case law that developed before the Act came into effect. n60
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n57 484 So. 2d 110 (La. 1986).
n58 Gilboy v. American Tobacco Co. 582 So. 2d 1263
1264 (La. 1991).
n59 Id.
n60 Klem v. E.I. DuPont de Nemours Co. 19 F.3d 997
1000 (5th Cir.1994).
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Under Halphen Guilbeau must show (1) he was injured; (2) his injury was caused by a condition in Henry's glue; (3) the condition made the glue unreasonably dangerous for normal use; and (4) the condition existed at the time the glue left Henry's control. n61 There are several categories of unreasonably dangerous products. n62 One of these categories is products that are unreasonably dangerous because of a failure to warn. Henry is required to provide an adequate warning of any danger inherent in the normal use of the glue that is not within the knowledge of or obvious to the ordinary user. n63 If Henry fails to adequately warn about a danger related to the way the glue is designed the glue is unreasonably dangerous. n64
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n61 See Klem 19 F.3d at 1000; Antley v. Yamaha Motor Corp. 539 So. 2d 696 699-700 (La. App. 3d Cir.1989)(citing Halphen 484 So. 2d at 113).
n62 Klem 19 F.3d at 1000. Under Louisiana law a product is unreasonably dangerous:
(1) if the danger involved in its use outweighs its utility it is said to be per se unreasonably dangerous; (2) in construction or composition if it contains an unintended abnormality or condition that renders it more dangerous than it is designed to be; (3) for lack of warning
if the manufacturer failed to adequately warn of the dangers that attend its use; or (4) by design if safer alternative products were available or the product could have been designed in a less dangerous manner.
Id. at 1000-1001.
n63 See Halphen 484 So. 2d at 115.
n64 See id.
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II.
When the evidence is reviewed in the light most favorable to Guilbeau it is sufficient to satisfy all the elements of a products liability cause of action. First Guilbeau was injured. He was sickened after being exposed to Henry's glue. Second his injury was caused by a condition in Henry's glue; namely the presence of organic solvents. Third
Henry's failure to warn about the presence of organic solvents made the glue unreasonably dangerous. Finally the organic solvents were present when the glue left Henry's control.
A.
The evidence is sufficient to support a finding that Guilbeau was injured after being exposed to Henry's glue. Before Guilbeau was exposed to Henry's glue he was a relatively healthy and well-adjusted man. His wife testified that he was not a sickly man but was "healthy . . . a robust man. . . . and there was not a thing wrong with him." His coworkers also testified that he was "never sick was healthy and that he never complained . . . at least until they started putting down the glue." n65 Granted his health was not perfect. He smoked had a few previous upper respiratory infections and had bouts with high blood pressure. But his health was dramatically better before he was exposed to Henry's glue than after his exposure.
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n65 Guilbeau's Counsel asked Rollin Duplechin one of Guilbeau's coworkers But before the time that ya'll put the glue down, had you ever seen Mr. Guilbeau appearing to be sick in any way? Duplechin replied No, never was sick. Never complained to us, at least until they started putting down the glue. Similarly Jonathan Shaw who also worked with Guilbeau testified that Guilbeau did not complain about odors or smells before the exposure and that he was "healthy and fun to be around" before he was exposed the Henry's glue.
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He was also psychologically well-adjusted. His wife and coworkers testified that before he was exposed to Henry's glue he was a happy man a wonderful husband and an extremely successful salesman. Although he did attempt suicide after his wife refused his initial marriage proposal in 1969 seventeen years before he was exposed to Henry's glue--his wife testified that he did not do "any other thing like that" after 1969.
The majority tries to cast aspersions on Guilbeau's sanity by pointing out that his honorable discharge from the Army which stated that he was discharged for having a knee problem was signed by a psychiatrist. However his wife testified that he hurt his knee before he enlisted in the Army and then dislocated that same knee while in the service when he slid down an embankment. When viewed in the light most favorable to the Guilbeau this evidence indicates that he was discharged because he had a knee problem. Despite the requirement that all inferences be drawn in Guilbeau's favor however the majority infers from the fact that a psychiatrist signed the discharge that Guilbeau was actually discharged for other reasons. Such an inference is simply not allowable under the proper standard of review.
The majority attempts to further question Guilbeau's mental stability by pointing out that Dr. Clause prescribed tranquilizers to Guilbeau for anxiety in the early-to-mid 1970's. Dr. Clause testified
however that the last time he prescribed anxiety medication to Guilbeau was May 27 1977 nine years before his exposure to Henry's glue. Dr. Clause also testified that Guilbeau was not chronically nervous or anxious and that during 28 years of treatment he saw no sign that Guilbeau was suffering from a psychiatric disorder. Dr. Clause's opinion was collaborated by Guilbeau's wife and co-workers' testimony that before the exposure Guilbeau did not suffer from the "temper tantrums" and other psychological problems that he suffered after he was exposed to Henry's glue. Finally Dr. Clause testified that Guilbeau never complained to him about a problem he did not have.
After Guilbeau was exposed to Henry's glue on August 15 16 and 18 1986 both his physical and mental health drastically deteriorated. He began to suffer from equilibrium problems impaired judgment inability to control his emotions panic attacks cacosmia n66 and seizures. All of the witnesses--including Dr. Clause who was called by the defense--who observed Guilbeau both before and after he was exposed to Henry's glue agree that he was dramatically sickened immediately after the exposure.
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n66 A condition in which innocuous smells cause severe nausea. Dr. Harper testified that cacosmia is an indication of exposure to organic solvents.
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In short the evidence is sufficient to show that Guilbeau exhibited many symptoms after being exposed to Henry's glue that he did not exhibit before exposure. Although Guilbeau may not have been in perfect health before he was exposed to Henry's glue the evidence definitely supports a finding that he was better before exposure than afterwards.
B.
Having found that the evidence is sufficient to show that Guilbeau became sick after being exposed to Henry's glue We now turn to the next question: Whether the evidence supports a finding that Guilbeau's sickness was caused by a condition in Henry's glue. Our review of the record shows that the evidence is sufficient to support such a finding. Specifically
there is sufficient evidence to show that Guilbeau was injured because he was exposed to organic solvents that were present in Henry's glue.
First causation is supported by common sense inferences from the lay testimony. Guilbeau's wife and coworkers testified that he became sickened after being exposed to the glue. That testimony supports a common sense inference that the glue caused his sickness.
Second Dr. Harper testified that Guilbeau's sickness was most likely caused by exposure to organic solvents contained in Henry's glue. Dr. Harper was a board certified neurologist who was also trained in pharmacology and psychopharmacology and who had broad experience with the toxic effects of various substances. Dr. Harper testified that Guilbeau suffered from toxic encephalopathy a form of brain damage and that exposure to Henry's glue was the most likely cause of Guilbeau's brain damage. Dr. Harper's opinion was based on several facts. First he based it on the fact that Guilbeau's health and behavior changed drastically after he was exposed to Henry's glue. Second he based it on Guilbeau's cacosmia. Dr. Harper testified that cacosmia is caused by exposure to chemicals and that he had never seen a patient who suffered from cacosmia that was not exposed to chemicals. He also based his opinion on a SPECT scan which showed decreased blood flow in portions of Guilbeau's brain in a pattern that was consistent with toxic encephalopathy. Finally he based his opinion on the fact that Henry's glue contained several organic solvents including ethylbenzene methylene chloride xylene methyl ethyl ketone and toluene
all of which cause toxic encephalopathy. Notably Dr. Harper did not base his opinion upon the presence of pentachlorophenol. In fact he never mentioned the word pentachlorophenol during his testimony. Dr. Harper also testified that Guilbeau's injury was not caused by smoking sawdust or formaldehyde
and that it was not a spontaneous psychological experience.
In summary Dr. Harper based his opinion on the fact that Henry's glue contained chemicals that cause brain damage that Guilbeau was exposed to the glue and that shortly thereafter he went from being relatively healthy to suffering from toxic encephalopathy. This basis is sufficient to support his testimony that the organic solvents in Henry's glue caused Guilbeau's sickness.
Guilbeau also presented the testimony of Dr. Reddy
a Ph.D. chemist. Dr. Reddy's testimony establishes that Henry's glue contains the organic solvents that Dr. Harper said caused Guilbeau's sickness. Henry refused to disclose the glue's ingredients until midway through trial
so Guilbeau was forced to have Dr. Reddy analyze two samples of Henry's glue to determine which organic solvents were present. In one sample Dr. Reddy found significant amounts of ethylbenzene methylene chloride xylene and methyl ethyl ketone. In the other sample Dr. Reddy found those four solvents as well as toluene and trichloroethane. n67 These are the same organic solvents that Dr. Harper testified were the most likely cause of Guilbeau's toxic encephalopathy.
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n67 Dr. Reddy explained that the reason that the second sample contained organic solvents that the first sample did not was that the plastic can from which the first sample had been taken had been opened. Volatile organic solvents like toluene and trichloroethane easily evaporate from an open can. Thus the jury could have reasonably inferred that the glue to which Henry was exposed contained toluene and trichloroethane but that those solvents had evaporated out of the plastic can from which the first sample had been taken before Guilbeau had it tested.
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Dr. Callender also testified that Guilbeau was sickened by exposure to Henry's glue. Dr. Callender is board certified in internal medicine and specializes in neurotoxicology--the study of how chemicals affect the nervous system including the brain. He testified that Guilbeau suffered from toxic encephalopathy which was caused by exposure to compounds contained in Henry's glue. He based his opinions on several factors. First
Guilbeau exhibited numerous symptoms after being exposed to Henry's glue that he did not exhibit before exposure. Second chemicals that cause toxic encephalopathy including organic solvents were present in Henry's glue. Third the symptoms Guilbeau suffered were consistent with "acute organic solvent exposure syndrome a cluster of symptoms associated with exposure to organic solvents. Fourth, the SPECT scan showed areas of decreased brain function, which was consistent with toxic encephalopathy. Finally, Dr. Callender eliminated all possible confounders; that is, he determined that Guilbeau's symptoms were not caused by other factors.
Dr. Callender's opinions are limited however by his mistaken belief that Henry's glue contained pentachlorophenol. Dr. Callender's mistaken belief arose from his misreading of the Material Safety Data Sheet (MSDS) for Henry's glue. The MSDS indicated that Henry's glue contained sodium pentachlorophenate. Dr. Callender mistakenly believed that sodium pentachlorophenate was a form of pentachlorophenol. Dr. Callender went on to describe in great detail the dangerous nature of pentachlorophenol
and how pentachlorophenol in concert with the organic solvents caused Guilbeau's injuries.Henry's Counsel did nothing to clear up Dr. Callender's confusion. He did not object to Dr. Callender's testimony regarding pentachlorophenol on the ground that there was no evidence that Henry's glue contained pentachlorophenol
nor did he point out the difference between pentachlorophenol and sodium pentachlorophenate during cross-examination. Further both Henry's Counsel and Henry's expert witnesses referred to the sodium pentachlorophenate in the glue as pentachlorophenol on numerous occasions. In fact Henry's Counsel did not bring out the fact that the glue did not contain pentachlorophenol until the last day of trial when Dr. Berger one of Henry's experts pointed out the difference between the two compounds and testified that the glue did not contain pentachlorophenol.
Despite the fact that Henry did not object to Guilbeau's experts' testimony regarding pentachlorophenol the fact remains that there is no evidence that the glue contained pentachlorophenol. Therefore any testimony based upon the presence of pentachlorophenol cannot support the verdict. The fact that Henry's glue did not contain pentachlorophenol does not end our inquiry however. This Court must still examine the record to see if there is sufficient testimony that is not based on the presence of pentachlorophenol to support the verdict.
When the record is reviewed in the light most favorable to Guilbeau it does contain sufficient evidence for a reasonable person to find that organic solvents in the glue caused Guilbeau's sickness. A reasonable juror would have believed Dr. Berger's statement that the glue did not contain pentachlorophenol especially since Henry's Counsel emphasized during his closing argument that the glue did not contain pentachlorophenol. There was evidence that the glue contained organic solvents however. Based on the testimony of Dr. Callender and Dr. Harper a reasonable juror could find that Guilbeau's injuries were caused by those organic solvents.
Of course Henry presented evidence that Guilbeau's injuries were not caused by the glue. Dr. Friedberg testified that Guilbeau suffered from a somatization disorder although he could not rule out the possibility that Guilbeau's problems were caused by exposure to organic solvents. Dr. Rees and Dr. Black also opined that Guilbeau was a somatisizer. Further they testified that Guilbeau did not suffer from brain damage
and that his problems were not caused by exposure to organic solvents. Finally Henry presented the testimony of Dr. Berger who testified that Guilbeau suffered from lung disease and personality problems but was not injured by exposure to Henry's glue. Henry's experts' testimony was inconsistent with Guilbeau's experts' testimony. Guilbeau's experts testified that his problems were caused by exposure to organic solvents while Henry's experts testified that his problems were psychological. The resolution of this conflict however was strictly within the province of the jury. The jury apparently found Guilbeau's experts more credible and believed them instead of Henry's experts. This Court does not have the power to overturn such a credibility determination. Thus the testimony of Guilbeau's experts
bolstered by common sense inferences from lay testimony is sufficient evidence upon which a reasonable juror could find that Guilbeau was sickened as a result of being exposed to Henry's glue.
C.
The evidence was sufficient to establish that Henry's glue was unreasonably dangerous because Henry failed to warn about the danger posed by organic solvents. It is undisputed that Henry did not include a warning about the danger of organic solvents on the glue's label. Dr. Callender testified that the glue should have contained a warning. His opinion was not contingent on the presence of pentachlorophenol in the glue. In fact he testified that even if the glue did not contain pentachlorophenol
it was still unreasonably dangerous because it did not warn about the dangerous organic solvents. Specifically Dr. Callender testified as follows:
[Mr. Musselwhite] Now if for any reason the defendants were to contend . . .that pentachlorophenol was not in the product[ ] . . . would the warning be pretty much the same except you'd just eliminate the reference to pentachlorophenol:
[Dr. Callender] Yes.
[Mr. Musselwhite] So you would still warn as to these other chemicals that showed up on the tests run by Dr. Reddy and Dr. Subra
still warn as to those chemicals in the same way you've warned here?
[Dr. Callender] Right.
[Mr. Musselwhite] Is that correct? And the failure to do so would render the label inadequate; is that your opinion?
[Dr. Callender] Right.
The evidence supports Dr. Callender's testimony. Dr. Reddy found that Henry's glue contained significant amounts of organic solvents. Dr. Callender's testimony established that the dangers of organic solvents were well established in the scientific literature when Henry manufactured the glue. Thus there is a sufficient foundation for Dr. Callender's opinion testimony that the glue should have warned about the dangers of organic solvents. Dr. Callender's opinion testimony in turn was sufficient evidence for a reasonable juror to find that Henry's glue was unreasonably dangerous because of Henry's failure to warn.
The majority contends that assuming Guilbeau was sickened by Henry's glue the product was not unreasonably dangerous because
out of the millions of applications of Henry's glue Guilbeau was the only person to have an adverse reaction. In making this contention the majority cites Lemoine v. Aero-Mist Inc. n68 a Louisiana case that held that a product is not unreasonably dangerous because a person has an idiosyncratic reaction to it. Lemoine as well as the line of cases upon which its holding is based n69 is easily distinguishable from Guilbeau's case. In Lemoine
a woman uffered an allergic reaction after she was exposed to an insecticide manufactured by Aero-Mist Inc. n70 The trial court found that her allergic reaction was very rare and held that a manufacturer has no duty to warn against the possibility of a rare or idiosyncratic sensitivity. n71 The other cases cited by the majority are to the same effect. n72
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n68 539 So. 2d 712 (La. App. 3d Cir. 1989).
n69 See e.g. Booker v. Revlon Realistic Professional Products Inc. 433 So. 2d 407 410 (La. App. 4th Cir.1983); Rhodes v. Max Factor Inc. 264 So. 2d 263 266 (La. App. 4th Cir.1972).
n70 Lemoine 539 So.2d at 713.
n71 Id. at 713-14.
n72 See e.g. Booker 433 So. 2d at 410 (holding that plaintiff could not recover when the trial court found that she either misapplied the product or suffered an idiosyncratic allergic reaction to it); Rhodes 264 So. 2d at 266 (Holding that plaintiff could not recover for injury caused by her idiosyncratic allergic reaction to a product).
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The evidence in this case however supports a finding that Guilbeau did not have an idiosyncratic reaction. Guilbeau presented evidence that the glue contained organic solvents which are known to be dangerous. He also presented evidence that he was injured because he was exposed to dangerous organic solvents not because he had an idiosyncratic allergic reaction. His experts testified that organic solvents are simply dangerous not that they cause an allergic reaction in a few people.
The majority simply misconstrues Louisiana law. A plaintiff does not have to prove that other people have been injured by a product in order to show that the product was unreasonably dangerous. He simply has to show that the product--either because of inherent dangerousness or because or an inadequate warning--is unreasonably dangerous to a reasonably foreseeable user. n73 Because Guilbeau showed that the presence of organic solvents made the glue unreasonably dangerous for normal use because of Henry's failure to provide an adequate warning rather than showing that he had a rare allergic reaction to the glue the evidence is sufficient to uphold the verdict.
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n73 Extremely rare or idiosyncratic allergic reactions are not reasonably foreseeable. Thus there is no duty to warn about them.
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D.
The evidence was sufficient to show that the glue contained organic solvents when it left Henry's control. Dr. Reddy testified that a three-and-a-half gallon plastic can of Henry's glue contained four organic solvents: ethylbenzene methylene chloride xylene and methyl ethyl ketone. Dr. Reddy also tested a metal can of Henry's glue which was purchased after Guilbeau's exposure and found those four solvents as well as toluene and trichloroethane. Dr. Reddy explained that the reason that the metal can contained organic solvents that the plastic can did not was that the plastic can had been opened. Volatile organic solvents like toluene and trichloroethane easily evaporate from an open can. Thus the jury could have reasonably inferred that the glue to which Henry was exposed contained toluene and trichloroethane but that those solvents had evaporated out of the plastic can before Guilbeau had it tested. Dr. Reddy's analysis of Henry's glue especially that of the unopened can bought off the shelf
is sufficient evidence to support the jury's finding that the glue contained organic solvents when it left Henry's control.
III.
Because as we have shown the record contains sufficient evidence to uphold the verdict I dissent. Although I admit that the jury may have found for Guilbeau because it mistakenly thought that Henry's glue contained pentachlorophenol there is sufficient evidence to support the inference--which like all inferences supporting the verdict must be made--that the jury based its verdict on the presence of organic solvents rather than on the mistaken belief that the glue contained pentachlorophenol.
Further Henry neither objected to Guilbeau's evidence regarding pentachlorophenol nor cross-examined Guilbeau's experts on the ground that the glue did not contain pentachlorophenol. In fact Henry did not even point out that the glue did not contain pentachlorophenol until the last day of trial. The first time that Henry objected to Guilbeau's experts use of the terms "pentachlorophenol" or "PCP" was in its motion for a new trial. Because Henry failed to even object to Guilbeau's presentation of evidence regarding pentachlorophenol during trial I do not think that the prejudice that Henry suffered because the jury was told about pentachlorophenol is the kind of plain error that would mandate a new trial. n74 Further
even if we found that the jury was affected by evidence of pentachlorophenol that should not have been before it the worst that this Court should do would be to remand this case for a new trial not to reverse and render.
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n74 See McCann v. Texas City Refining Inc. 984 F.2d 667 673 (5th Cir.1993)(holding that issues raised for the first time on appeal are reviewed only for plain error).
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For the reasons stated above I would AFFIRM the district court.