The plaintiff filed suit in the Supreme Judicial Court for Suffolk County seeking a declaration that the "human drug testing" regulation adopted by the State Racing Commission (commission) 205 Code Mass. Regs. SEC. 4.57 (1986) violates the Fourth and Fourteenth Amendments to the United States Constitution arts. 1 10 12 and 14 of the Massachusetts Declaration of Rights the Massachusetts Civil Rights Act G. L. c. 12 SEC. 11I (1986 ed.) and the right of privacy statute G. L. c. 214 SEC. 1B (1986 ed.) and that the regulation's provision permitting immediate suspension of licensees who test positive or who refuse to provide a urine sample violates the procedural due process guarantees of the Fourteenth Amendment and art. 12. The regulation institutes a broad program of testing at random of persons within the class and also of persons who are under "reasonable suspicion" of drug use. The plaintiff sought preliminary and permanent injunctions against the commission to enjoin any drug testing. A single justice of this court transferred the case to the Superior Court in Suffolk County. G. L. c. 211 SEC.4A (1986 ed.).

The Superior Court Justice denied the plaintiff's motion for a preliminary injunction. The plaintiff appealed to a single justice of the Appeals Court. The single justice issued an injunction enjoining the defendant from implementing the drug testing program pending submission to the Superior Court of a statement of agreed facts and entry of judgment by the Superior Court. The parties subsequently filed a statement of facts which left open one factual issue for trial -- what percentage of initially negative test results were false. The Superior Court Justice after hearing the expert testimony presented by the parties ruled that "there was not enough evidence presented for making the requested finding of fact" and that "the whole subject of 'false-negatives' . . . is speculative." The Court decided the case strictly on the basis of the statement of agreed facts.

The Superior Court Justice ruled that the drug testing program violates the Fourth Amendment and permanently enjoined the commission from coercing its licensees to submit to the urine testing. Only the defendant appeals. We granted its application for direct appellate review. We agree with the result reached by the Superior Court Justice. However we need not consider this case in the context of the Fourth Amendment because we now conclude that the drug testing program in both the testing at random and on "reasonable suspicion is unconstitutional under art. 14 of the Massachusetts Declaration of Rights. *fn1 We cite and make reference to Fourth Amendment cases only by way of analogy.

The summary of relevant facts is taken from the statement of agreed facts and its supplement. The plaintiff, the Horsemen's Benevolent and Protective Association, Inc. (association), is a national nonprofit organization which strives to protect the interests of trainers and owners of thoroughbred horses, and their employees, with respect to the establishment of proper rules and conditions in the horse racing industry. The Massachusetts-New Hampshire division of the association has approximately 4,000 members who are owners or trainers of thoroughbred horses which compete in races the commission licenses and regulates.

The commission has the authority, pursuant to G. L. c. 128A (1986 ed.), to regulate horse and dog racing in Massachusetts. The commission's powers include the prescription of rules regulations and conditions under which all horse . . . races at horse . . . racing meetings shall be conducted." G. L. c. 128A SEC. 9. See G. L. c. 128A SEC. 9A.

In 1986 the commission promulgated the "human drug testing" regulation 205 Code Mass. Regs. SEC. 4.57 (1986) (see Appendix) and issued a "human drug testing policy and procedure" to be followed in enforcing the drug testing regulation. The commission instituted its drug testing program based on its determination that it serves the best interest of racing to deter the use of illegal drugs at Massachusetts race tracks and that the use and abuse of illegal drugs by licensees whether on or off licensed premises jeopardizes and compromises the safety of the participants as well as the integrity of the industry. The commission had received information from Suffolk Downs's security and commission personnel regarding drug abuse at the Suffolk Downs race track. The efforts of the commission and the State police to investigate drug abuse through conventional means had proved unsuccessful. The parties agree that lay personnel could detect and recognize behavioral changes -- tardiness decrease in workload and absences -- as evidence of possible drug or alcohol abuse.

The regulation prohibits any licensee while on racing grounds from having present within his or her system any controlled substance as listed in 21 U.S.C. SEC. 812 Schedules I-V (1982) or any wrongfully obtained prescription legend drug. The regulation provides that any licensee -- owner trainer veterinarian blacksmith stable employee jockey jockey's apprentice or agent -- may be subject to urinalysis based either on reasonable suspicion or on random without cause selection. The parties define "reasonable suspicion" as "the existence of reasonable circumstances reports information or reasonable direct observation . . . lead[ing to the belief] . . .that a licensee is using illegal drugs." Although the regulation provides that any licensee is subject to random testing or testing based on reasonable suspicion the policy allows and in practice the commission has conducted testing only on days that a licensee is "actively participating" in a race. Refusal to provide a sample results in immediate suspension of the licensee for thirty days; readmittance is conditioned on proof of a negative test result.

For the random testing the stewards place the names of all licensees involved in that day's racing program into a bag. Representatives of the Jockey's Guild and the association are present for the random selection of licensees and are allowed to inspect the names of the pool of licensees. The stewards then notify the persons chosen by telephone or the public address system at the track to report to the security office.

The testing procedure is similar for random testing and for testing based on "reasonable suspicion." When each licensee arrives at the security office a steward gives him or her a bottle with a number and a tag affixed to it and directs the licensee to the bathroom to produce a urine sample. The regulation states that all samples "shall be collected in the presence of a Commission Steward or . . . designee." 205 Code Mass. Regs. SEC. 4.57(6) (1986). The policy provides with respect to random testing that a State trooper inspector or designee accompany the licensee while the sample is given and "take every precaution to avoid tampering or counterfeit samples." It states further that a licensee should be afforded maximum privacy with the designated person remaining outside the bathroom unless there is reason to believe that the licensee may tamper with the sample. If however the testing is based on "reasonable suspicion the policy requires that the sample be given in the presence of" a State trooper or a commission inspector or both. Under the drug testing program as administered by the commission a plainclothes State trooper and a racing inspector stand outside the bathroom for both random and "reasonable suspicion" testing.

The commission sends the sample in a sealed envelope with the signatures of the licensee and the commission official on the attached evidence tag to the commission's laboratory. The laboratory screens each urine sample using thin layer chromatography for the presence of numerous controlled substances including cocaine marihuana amphetamines and morphine; the laboratory does not screen for the presence of barbiturates or other "hypnotics" unless specifically instructed to do so.

After an initial positive indication of the presence of a controlled substance the laboratory then conducts thin layer chromatography and gas chromatography/mass spectrometry (gc/ms) to confirm the initial positive test result. Only a confirmed positive test result is treated as positive. The laboratory does not confirm initial negative test results. The parties disagree and the Superior Court Justice was unable to determine what percentage of initial negative results are false inaccurately indicating an absence of controlled substances in urine samples which in fact do contain one or more controlled substances.

The gc/ms screening is approximately 99% accurate absent human or mechanical error. The gc/ms test does not however eliminate the possibility of false positives due to inaccurate adjustment of the mass spectrometer contaminated instruments temperature changes insufficient skill or training of the laboratory technicians or problems with the validity or chain of custody of the sample. The laboratory however tunes the mass spectrometer daily and verifies that the instruments are not contaminated.

A positive test result for the presence of a controlled substance does not establish that a licensee was intoxicated or otherwise physically or mentally impaired at the time that the licensee gave the urine sample. A person's urine may test positive for the presence of marihuana for several weeks after ingestion although marihuana intoxication endures for not more than two hours. Similarly a person's urine may test positive for the presence of cocaine even two or three days after ingestion although cocaine intoxication endures for less than one hour. A positive test result does not establish that an individual is addicted or drug dependent. In fact a positive test result for the presence of marihuana may be caused by mere exposure to marihuana smoke i.e. passive inhalation.

A positive test result may lead to immediate suspension "pending the outcome of a hearing" if it is deemed to be in the best interest of racing to do so. If after a hearing a licensee is determined to have had a controlled substance in his or her system he or she must submit to a "professional evaluation." If the professional evaluation reveals that the licensee is addicted or that his or her condition is detrimental to the best interest of racing the licensee will not be allowed to participate in racing until he or she produces a negative test result and proof of successful completion of a certified drug rehabilitation program approved by the commission and must agree to further testing at the discretion of the stewards or commission representative to ensure that the licensee is no longer impaired. If the evaluation does not show that the licensee is addicted or detrimental to the best interest of racing the licensee is allowed to continue to participate in racing provided he or she produces a negative test result and agrees to further testing.

After a second violation a licensee will be suspended and allowed to enroll in a certified drug rehabilitation program approved by the commission. The licensee will be reinstated only if the commission after a hearing determines that licensing the person is not detrimental to the best interest of racing. If reinstated the licensee is subject to testing indefinitely.

Between December 8 1986 and January 12 1987 when the commission was implementing the regulation and before it was enjoined from doing so the commission required four licensees to provide a urine sample on the basis of "reasonable suspicion three of whom tested positive -- one for the presence of marihuana, and two for the presence of cocaine. The stewards randomly selected eleven licensees for testing, four of whom tested positive -- three for the presence of marihuana, and one for the presence of marihuana and cocaine. Each licensee who tested positive was immediately suspended, and given a hearing which confirmed the suspension the same day.

We address the constitutionality of the regulation under art. 14. Because we conclude that the regulation violates art. 14, we do not address the association's claims under the Fourth Amendment, the Massachusetts Civil Rights Act, G. L. c. 12 SEC. 11I, the right of privacy statute, G. L. c. 214, SEC. 1B, or the procedural due process guarantees of the Fourteenth Amendment and art. 12.

Requiring an individual to submit a urine specimen, under the supervision of a monitor, *fn2 and subjecting that specimen to chemical analysis constitutes a search and seizure for constitutional purposes under art. 14. Almost every court that has addressed this issue has determined that urinalysis is a search and seizure which implicates the Fourth Amendment's protection of an individual's expectation of privacy. See, e.g., Lovvorn v. Chattanooga, 846 F.2d 1539, 1544 (6th Cir.1988); Railway Labor Executives' Ass'n v. Burnley,839 F.2d 575, 579-580 (9th.Cir.), cert. granted, 486 U.S. 1042, 100 L. Ed. 2d 618, 108 S. Ct.2033 (1988); Everett v. Napper,.833 F.2d 1507, 1511 (11th.Cir. 1987); Jones v. McKenzie,266.U.S. App. D.C.85, 833 F.2d 335, 338 (D.C. Cir.1987); National Treasury Employees Union v. Von Raab, 816 F.2d 170, 176 (5th.Cir.1987), cert. granted, 485 U.S. 903, 99 L. Ed. 2d 232, 108 S. Ct.1072 (1988); McDonell v. Hunter, 809 F.2d 1302, 1307 (8th Cir.1987); Spence v. Farrier,.807 F.2d 753, 755 (8th Cir.1986); Smith v. White, 666 F. Supp.1085, 1089 (E.D. Tenn. 1987); Capua v. Plainfield, 643 F. Supp.1507, 1513 (D.N.J. 1986). But see Turner v. Fraternal Order of Police, 500 A.2d 1005, 1009-1011 (D.C.1985) (Nebeker, J., concurring) (stating that urine collection is similar to voice and handwriting exemplars which are not within an individual's expectation of privacy). Similarly, art. 14 protects personal privacy and dignity against unwarranted intrusion.

Urination is one of the most private of all activities. The subjective expectation of privacy felt by many individuals when urinating is undoubtedly one that society is prepared to consider reasonable." Lovvorn supra at 1542-1543. "Most people describe [urination] by euphemisms if they talk about it at all. It is a function traditionally performed without public observation; indeed its performance in public is generally prohibited by law as well as social custom." Von Raab supra at 175.

Moreover an individual has reasonable expectations of privacy regarding the information which can be extracted from a urine specimen. American Fed'n of Gov't Employees Council 33 v. Meese 688 F. Supp.547 551 (N.D. Cal. 1988) citing Railway Labor Executives' Ass'n v. Burnley 839 F.2d 575 580 (9th Cir.1988). "One does not reasonably expect to discharge urine under circumstances making it available to others to collect and analyze in order to discover the personal physiological secrets it holds." McDonell v. Hunter 612 F. Supp.1122 1127 (S.D. Iowa 1985) aff'd as modified 809 F.2d 1302 (8th Cir.1987). See Penny v. Kennedy 846 F.2d 1563 1566 (6th Cir.1988) (stating that one can reasonably expect that his or her urine will not be exposed to sophisticated chemical analysis providing an abundance of personal information).

Urinalysis may disclose in addition to the presence of drugs other personal information -- whether a person is taking medication for depression or epilepsy is suffering from diabetes or in the case of a woman is taking birth control pills or is pregnant. Von Raab supra at 175-176.

Having concluded that urinalysis constitutes a search and seizure under art. 14 we must determine whether the commission's program constitutes an unreasonable search and seizure. The regulation authorizes random testing as well as testing based on individualized suspicion. We first discuss the random testing.

Ordinarily a search and seizure must be accompanied by a search warrant issued on probable cause. Commonwealth v. Tarver 369 Mass. 302 306 345 N.E.2d 671 (1975). Commonwealth v. Pignone 3 Mass. App. Ct.403 410 332 N.E.2d 388 (1975) (stating that warrantless searches are per se unreasonable). See New Jersey v. T.L.O. 469 U.S. 325 340 83 L. Ed. 2d 720 105 S. Ct.733 (1985); Coolidge v. New Hampshire 403 U.S. 443 454-455 29 L. Ed. 2d 564 91 S. Ct. 2022 (1971). A limited number of exceptions to the warrant requirement do exist. See e.g. Commonwealth v. Helme 399 Mass. 298 302-303 503 N.E.2d 1287 (1987) (discussing plain view exception); Commonwealth v. Brillante 399 Mass. 152 156 503 N.E.2d 459 (1987) (search incident to arrest exception); Commonwealth v. Gliniewicz 398 Mass. 744 749-750 500 N.E.2d 1324 (1986) (inventory search exception); Commonwealth v. Ford 394 Mass. 421 426-427 476 N.E.2d 560 (1985) (storage search exception); Commonwealth v. Huffman 385 Mass. 122 124-127 430 N.E.2d 1190 (1982) (exigent circumstances). See also T.L.O. supra at 340 quoting Almeida-Sanchez v. United States 413 U.S.266 277 37 L. Ed. 2d 596 93 S. Ct.2535 (1972) (Powell J. concurring).

The commission in its argument to this court relies heavily on the administrative search exception to the warrant requirement as applied to the random drug testing of jockeys in Shoemaker v. Handel .795 F.2d 1136 (3d.Cir.) cert. denied 479 U.S. 986 93 L. Ed. 2d 580 107 S. Ct.577 (1986). In Shoemaker Court upheld the random drug testing by urinalysis of officials jockeys trainers and groomers under the administrative search exception. Court based its decision on what it found to be a strong State interest coupled with a reduced justifiable privacy expectation in the heavily regulated horse racing industry.

Several courts have distinguished criticized and rejected the Shoemaker decision. Penny v. Kennedy supra at 1566 (rejecting Shoemaker). Lovvorn supra at 1544-1547 (criticizing and rejecting Shoemaker referring to its approach as "simplistic and intellectually indefensible"). Burnley supra at 584-585 (distinguishing Shoemaker). National Fed'n of Fed. Employees v. Carlucci 680 F. Supp.416 431 n.3 (D.D.C. 1988) (distinguishing Shoemaker). Policemen's Benevolent Ass'n v. Washington Township 672 F. Supp.779 (D.N.J. 1987) (distinguishing Shoemaker) rev'd 850 F.2d 133 (3d Cir.1988). Taylor v. O'Grady 669 F. Supp.1422 1442 (N.D. Ill. 1987) (distinguishing Shoemaker). Feliciano v. Cleveland 661 F. Supp.578 591 (N.D. Ohio 1987) (distinguishing Shoemaker).American Fed'n of Gov't Employees v. Weinberger 651 F. Supp.726 734-735 (S.D. Ga. 1986) (distinguishing and criticizing Shoemaker). Capua v. Plainfield 643 F. Supp.1507 1515 (D.N.J. 1986) (distinguishing Shoemaker). Fraternal Order of Police Newark Lodge No. 12 v. Newark 216.N.J. Super. 461 469 524 A.2d 430 (1987) (distinguishing Shoemaker). Caruso v. Ward 133 Misc. 2d 544 506 N.Y.S.2d 789 (Sup. Ct.1986) (distinguishing Shoemaker and noting that Shoemaker may be "simply out of step with the rest of the authorities") aff'd 131 A.D.2d 214 520 N.Y.S.2d 551 (N.Y.1987).

Few courts have followed the Shoemaker decision and then only in areas involving security and public safety. National Treasury Employees Union v. Von Raab 816 F.2d 170 179-180 (5th Cir.1987) (analogizing customs service officials to a highly regulated industry). McDonell v. Hunter 809 F.2d 1302 1308 (8th Cir.1987) (correction officers). Rushton v. Nebraska Pub. Power Dist. 653 F. Supp.1510 1524-1525 (D. Neb.1987) (nuclear power plant employees) aff'd 844 F.2d 562 (8th Cir.1988).

We now join those courts that have criticized and rejected the Shoemaker decision. The administrative search exception to the warrant requirement historically has applied to the search of premises not individuals. Taylor v. O'Grady supra at 1442. See e.g. G. L. c. 94C SEC. 30 (1986 ed.) (administrative inspections of pharmacies); Commonwealth v. Lipomi 385 Mass. 370 380 432 N.E.2d 86 (1982) (discussing requirements of warrantless administrative searches of commercial property); Commonwealth v. Accaputo 380 Mass. 435 438-439 404 N.E.2d 1204 (1980) (business premises of pharmacies); Commonwealth v. Cadoret 15 Mass. App. Ct.654 657-659 447 N.E.2d 685 (1983) (warrantless inspections of social clubs). See also New York v. Burger 482 U.S. 691 707 96 L. Ed. 2d 601 107 S. Ct.2636 (1987) (administrative inspection of commercial property at automobile junkyard); Donovan v. Dewey 452 U.S. 594 598-599 69 L. Ed. 2d 262 101 S. Ct.2534 (1981) (inspections of underground mines); United States v. Biswell 406 U.S.311 313-317 32 L. Ed. 2d 87 92 S. Ct.1593 (1972) (inspection of firearms dealer's premises). The permission granted to conduct warrantless administrative searches stems from a reduced "expectation of privacy that the owner of commercial property enjoys" (emphasis added). Donovan v. Dewey supra. The doctrine exists with its relaxed standard because the inspections are [not] personal in nature. Lovvorn supra at 1546 quoting Camara v. Municipal Court 387 U.S. 523 537 18 L. Ed. 2d 930 87 S. Ct.1727 (1967).

Even if we assume which we do not that the United States Court of Appeals for the Third Circuit properly decided the Shoemaker case under the Fourth Amendment we must diverge from that court's analysis on the basis of art. 14 of the Massachusetts Declaration of Rights. We have previously stated that art. 14 in some circumstances affords more substantive protection to individuals than prevails under the Fourth Amendment. Commonwealth v. Blood 400 Mass. 61 67-75 507 N.E.2d 1029 (1987). Commonwealth v. Ford 394 Mass. 421 426 476 N.E.2d 560 (1985). Commonwealth v. Upton 394 Mass. 363 373-374 476 N.E.2d 548 (1985).

We reject the argument that random drug testing in an industry can be justified solely by or hinges on the extent to which that industry is heavily regulated. See Penny v. Kennedy 846 F.2d 1563 1566 (6th Cir.1988); Lovvorn v. Chattanooga 846 F.2d 1539 1545 (6th Cir.1988). *fn3 The more important inquiry under an art. 14 analysis focuses on an individual's reasonable expectations of privacy which are not necessarily dependent on the amount of regulation in a particular industry.

General Laws c. 128A SEC.(s) 9 and 9A govern horse and dog racing in the Commonwealth granting the commission power to regulate horse and dog races. G. L. c. 128A SEC. 9. Section 9A addresses licensing registering uniform fees names colors partnership agreements and specifically enumerates personnel requirements -- fingerprinting and wearing a photograph badge. G. L. c. 128A SEC. 9A. The commission also has the power "to search the person or enter and search the buildings stables room vehicles or other places . . .[on] the grounds." 205 Code Mass. Regs. SEC. 4.17 (27). This statutory scheme does not diminish the reasonable expectations of privacy that all licensees have in urinating and in the chemical content of their urine. *fn4

Having decided that the commission's drug testing program does not fall under the administrative search exception as interpreted under art. 14 we assess the reasonableness of the regulation by balancing the commission's need to conduct a random search against the invasiveness of the search and seizure. See Commonwealth v. Shields 402 Mass. 162 164 521 N.E.2d 987 (1988). See O'Connor v. Ortega 480 U.S.709 719 94 L. Ed. 2d 714 107 S. Ct.1492 (1987) quoting United States v. Place 462 U.S. 696 703 77 L. Ed. 2d 110 103 S. Ct.2637 (1983). See Lovvorn supra at 1543; Penny v. Kennedy 846 F.2d 1563 1566 (6th Cir.1988); Jones v. McKenzie 266 U.S. App. D.C.85 833 F.2d 335 (D.C. Cir.1987); National Fed'n of Fed. Employees v. Weinberger 260 U.S. App. D.C.286 818 F.2d 935 (D.C. Cir.1987).

The commission advances as its justifications for the drug testing regulation its desire to deter the use of illegal drugs in Massachusetts race tracks and its concern that the use and abuse of illegal drugs by licensees whether on or off licensed premises compromises the safety and integrity of the industry. Such laudable concerns cannot justify random drug testing because the testing reaches too far into the personal lives of the licensees. Urine screening probes into an individual's private life as surely as if the commission were to enter a licensee's home to search for illegal drugs. See Feliciano v. Cleveland 661 F. Supp.578 586 (N.D. Ohio 1987). A positive test result for the presence of drugs does not indicate drug impairment at the time the urine specimen was taken i.e. a race day. In fact a test result can indicate the use of marihuana or cocaine long after the drug effects have worn off.

One court has suggested that random drug testing might be allowed to protect society against "irretrievable catastrophic losses i.e., lost lives. Lovvorn v. Chattanooga, 846 F.2d 1539, 1546-1547 (6th Cir.1988). See Rushton, supra at 1524 (discussing the propriety of drug testing nuclear plant employees). The commission seeks to prevent improperly won or lost horse races, certainly not irretrievable catastrophes.

The commission must advance a sufficiently compelling reason to justify the highly invasive monitored urine specimen collection it seeks to impose on all licensees. The deterrence, safety, and integrity arguments fail. Random drug testing cannot be utilized to ensure the integrity of betting on horse races, nor to serve safety or deterrence values which are merely speculative, and have no basis in the record. Compare Commonwealth v. LaFrance,402 Mass. 789, 792-793, 525 N.E.2d 379 (1988) (up-holding search of probationer and her premises on basis of reasonable suspicion" because of public need to supervise offender for rehabilitation and compliance); Shields supra at 164 (minimally intrusive roadblock search justified by carnage caused by drunk drivers). Compare also McDonell v. Hunter 809 F.2d 1302 1308-1309 (8th Cir.1987) (upholding "reasonable suspicion" drug testing of correction officers); Capua v. Plainfield 643 F. Supp.1507 1517 (D.N.J. 1986) (requiring reasonable suspicion for the drug testing of fire fighters and police department employees).

Just as in the case of random testing the regulation's provision for testing of any person under "reasonable suspicion" of drug use must also fail. The regulation here merely requires a belief based on report information observation or even "reasonable circumstances." These vague terms allow impermissibly broad discretion to the stewards and are an invitation to arbitrary and discriminatory choice of subjects for testing. See Commonwealth v. McGeoghegan 389 Mass. 137 143 449 N.E.2d 349 (1983). A vague definition of "reasonable suspicion" could prove more malignant to individual rights than properly conducted random testing.

In the circumstances of this case a regulation providing for testing on reasonable suspicion must contain the requisites of probable cause. Thus there must be facts and circumstances sufficient to warrant a prudent person's belief that a licensee more probably than not has used illicit drugs. See Commonwealth v. Upton 394 Mass. 363 370 476 N.E.2d 548 (1985). This belief must be based on reliable specific objective facts. Some factors that may affect the reasonableness of the suspicion include the nature of the tip or information the reliability of the informant the degree of corroboration and other facts contributing to the belief. See Commonwealth v. Upton supra at 374 375. *fn5

We conclude that in the circumstances of this case art. 14 prohibits random (without cause) drug testing by urinalysis of licensees under the human drug testing regulation. Drug testing upon "reasonable suspicion as now described and defined in the regulation is also prohibited under art. 14. A provision for drug testing upon reasonable suspicion could be constitutionality valid under art. 14 only if, by specific wording and as applied, the requisites of probable cause are met.

Judgment affirmed.

APPENDIX TO THE OPINION OF Court.

Human Drug Testing" Regulation

205 Code Mass. Regs. SEC. 4.57 (1986)

(1) No person licensed by the Massachusetts State Racing Commission while on the grounds of a licensed racing association shall have present within his/her system any controlled substances as listed in Schedule I through V of the U.S. Code Title 21 (Food and Drug Section 812) or any prescription legend drug unless such prescription legend drug was obtained directly or pursuant to valid prescription of order from a duly licensed physician who is acting in the course of his/her professional practice. It will be the responsibility of the licensee to notify the Stewards when requested to do so on forms provided if they are using any prescription drug.

(2) The Stewards or any person designated by the Massachusetts State Racing Commission who as a result of information received report or personal observation reasonably suspects that a licensee present on the grounds of a licensed association may have present in his/her system any of the controlled substances mentioned in 205 C.M.R. 4.57(1) shall direct said licensee to deliver a urine specimen to the Commission Steward or his designee. Said licensee will produce the urine sample without undue delay and may at the discretion of the Commission Steward be required to produce a blood sample taken by a licensed physician or nurse if unable to produce a urine sample within a reasonable time.

(3) The Stewards or any person designated by the Massachusetts Racing Commission shall randomly by lot at times determined by the Commission select licensees for drug testing. The Stewards or the Commission designee shall direct said licensee to deliver urine specimen to the Commission Steward or his designee within a reasonable time.

(4) The Stewards if they reasonably suspect that a licensee may be impaired in any way because of drugs or alcohol shall prohibit said licensee from participating in the day's racing until such time as the licensee produces evidence of a negative drug test result or pending the outcome of a drug test appears before the Stewards and is no longer impaired.

(5) Refusal by said licensee to provide the urine sample shall be a violation of these rules and subject said licensee to immediate suspension. The Stewards after a hearing shall suspend for thirty days any licensee who refuses to provide a urine sample. At the conclusion of the thirty day suspension the licensee will not be re-admitted until he/she produces evidence of a negative test result acceptable to the Stewards.

(6) All urine samples collected at the direction of the Stewards or the Racing Commission designee shall be collected in the presence of a Commission Steward or his designee and will be sealed and identified by said Steward or designee and remain under their control and custody until the sample is transported to the Racing Commission Laboratory for analysis. The sample will be identified by attaching an evidence tag thereto signed by the licensee and the Racing Commission Official witnessing the collection sample.

(7) If after a hearing a licensee is in violation of this rule as a result of a positive test he/she shall not be allowed to participate in racing until such time as his/her condition has been professionally evaluated to the satisfaction of the Racing Commission.

(a) After such professional evaluation if said licensee's condition proves non-addictive and not detrimental to the best interest of racing said licensee shall be allowed to participate in racing provided he/she can produce a negative test result and agrees to further testing at the discretion of the Stewards or designated Racing Commission representatives to insure said licensee is no longer using drugs.

(b) After such evaluation if said licensee's condition proves addictive or detrimental to the best interest of racing said licensee shall not be allowed to participate in racing until such time as he/she can produce a negative test result and show documented proof to the satisfaction of the Stewards that he/she has successfully completed a certified drug rehabilitation program approved by the Racing Commission. Said licensee must agree to further testing at the discretion of the Stewards or Racing Commission representative to insure said licensee is no longer impaired.

Positive test results will be reported to the Chairman of the Racing Commission and the Commission Steward who will immediately notify the licensee and schedule a hearing.

A licensee may be suspended pending the outcome of a hearing if it is in the best interest of racing to do so. If after a hearing a licensee is determined to be in violation of this rule he/she will have their license suspended until such time as they comply with 205 C.M.R. 4.57(7) and (8).

(8) For a licensee's second violation he/she shall be suspended and allowed to enroll in a certified drug rehabilitation program approved by the Racing Commission. Said licensee will only be reinstated if the Commission after a hearing determines that licensing said person is not detrimental to the best interest of racing. If reinstated said licensee will be subjected to indefinite testing.

Concurring: The Hon. Justice Liacos

I write separately to indicate my reasons for joining in the result Court reaches in this case. Also I think it important to express my disagreement with some of the reasons given by Court for its decision. First I agree with Court's conclusion that both random testing and testing on "reasonable suspicion as provided in the regulations of the State Racing Commission, are barred by art. 14 of the Massachusetts Declaration of Rights. My agreement is based on my concurrence with the view that [r]equiring an individual to submit a urine specimen under the supervision of a monitor and subjecting that specimen to chemical analysis constitutes a search and seizure for constitutional purposes under art. 14." Ante at 699. I believe further for the reasons stated in my separate opinion in Commonwealth v. Shields 402 Mass. 162 169 521 N.E.2d 987 (1988) that the reason that such drug specimen searches whether on "reasonable suspicion" or at random are unlawful is that they are not based on probable cause. See id. *fn1 Thus I eschew Court's unnecessary reliance in this case on balancing public interests against privacy interests to justify its result. As I pointed out in Shields such an approach is fundamentally flawed. Additionally if such an approach was "sui generis as Court said it was in Shields, supra at 167, the resurrection of this concept in this case portends the accuracy of my concerns in Shields that to engage in a balancing approach is dangerous to fundamental art. 14 values. See Shields, supra at 174, 176 (Liacos, J., dissenting). It is enough, I think, to conclude that, absent some type of probable cause (and perhaps a warrant or an exigency excusing its absence), general searches of individuals are barred by our State Constitution.

Dissenting: The Hon. Justice Nolan; Lynch

Court today has extended the reach of art. 14 to prohibit drug testing of all licensees of the State Racing Commission. This is regrettable and not at all required by art. 14.

Historically the racing industry has been a closely regulated industry. The public interest is significantly high. It does not require much imagination to grasp the mischief which can be produced by licensees under the influence of drugs.

Court strains (un-persuasively I believe) to remove this case from the well-recognized exception to the warrant requirement in administrative searches. The search here is limited "in time place and manner." Commonwealth v. Blinn 399 Mass. 126 129 503 N.E.2d 25 (1987). The comprehensive regulatory scheme requires testing to be carried out on the licensed premises. All licensees have been informed of the testing. Under all these conditions it is plainly wrong to conclude that the regulation invades a licensee's reasonable expectation of privacy in contravention of his rights under art. 14.

For these reasons I dissent.

LYNCH J. (dissenting).

For some inexplicable reason it is more acceptable to Court to stop without cause or suspicion and seize average citizens in the course of their lawful activities Commonwealth v. Trumble 396 Mass. 81 98 483 N.E.2d 1102 (1985) (Lynch J. dissenting with whom Liacos J. joins) Commonwealth v. Shields 402 Mass. 162 169 521 N.E.2d 987 (1988) (Liacos J. dissenting with whom Lynch J. joins) than it is for a State agency charged with the duty to regulate horse and dog racing to test for the presence of controlled substances those individuals whose activities are already closely and legally scrutinized. In order to reach this curious result Court applies the balancing test of Commonwealth v. Trumble supra so aptly criticized by Justice Liacos in his dissent in Commonwealth v. Shields supra.

In so doing Court examines the reasonable expectation of privacy of jockeys and other licensees of the State Racing Commission (commission) in both the act of urination and the chemical content of their urine. The court bolsters its conclusion by focusing on the fact that the act of urination is ordinarily done in private in order to justify balancing the scales in favor of protecting the privacy interest. This focus is not only mid-Victorian in tone ("'[m]ost people describe [urination] in euphemisms if they talk about it at all '" ante at 699) but also is misdirected. All that is at stake is the expectation of having one's urine free from chemical analysis for the presence of drugs not the expectation of privacy during urination. This is so because the monitoring of the act of urination that takes place (having a trooper stand outside the bathroom) is no more of an intrusion on privacy than that which occurs every day at busy restaurants and public functions if indeed the public facilities are constructed with such solicitude for the sensitivities of the patrons as to permit this degree of privacy.

I see no reason why certain individuals who must be licensed in order to carry on their activities and are required to be fingerprinted and wear identification badges should be afforded a greater expectation of privacy than patrons of a busy restaurant in downtown Boston. Thus it is only the manner in which the Commonwealth gathers its information i.e. urinalysis that should concern us. It is in this context that Court should determine whether the procedure is too intrusive to be deemed reasonable. See McDonell v. Hunter 809 F.2d 1302 1308 (8th Cir.1987) which is relied upon by Court and which upheld uniform and random urinalysis of correction officers because if properly administered it is not so intrusive as a strip search or a blood test.

The cases cited by Court which discuss the expectation of having one's urine free from chemical analysis do so in the context of holding that "urinalysis" constitutes a search and seizure. However the issue before us is not whether urinalysis constitutes a "search and seizure" (which it surely is) but rather whether it passes scrutiny under the balancing test Court fashioned in Commonwealth v. Trumble supra. Court's focus on the potential chemical secrets contained in a person's urine is beside the point. All that this case involves is a test for the presence of certain illegal drugs.

On the other hand the pervasive harmful influence of drugs on contemporary society cannot seriously be denied. It presents a social problem of at least equal magnitude to operating a motor vehicle under the influence of alcohol. The Legislature has determined that racing is an activity that can be conducted in this Commonwealth only under carefully prescribed and limited circumstances. Racing is therefore much different from other licensed activities which are carried on by large segments of the population. In view of the problems drug use entails in contemporary society it is clear that the Commonwealth has a compelling interest in requiring that activities which can be conducted only under its aegis will not be permitted without reasonable assurance that they are free from the pernicious influence of illegal drugs.

I would therefore balance the scales to permit the random testing by urinalysis of any licensee who could be reasonably expected to have some influence on the integrity of racing. I do not abandon the view of the dissents in Trumble and Shields. I would willingly sacrifice the drug testing of jockeys for the right of citizens to be free from warrantless seizure absent probable cause or reasonable suspicion. Since I do not have that option the illusive standards of Court's balancing test lead me to a contrary result.

In addition I note that Court rejects the concept of testing on the basis of reasonable suspicion although all the decisions relied on by Court in rejecting random testing have upheld testing based upon reasonable suspicion and have not required probable cause. See e.g. Railway Labor Executives' Ass'n v. Burnley 839 F.2d 575 589 (9th Cir.1988); Feliciano v. Cleveland 661 F. Supp.578 587-590 (N.D. Ohio 1987); Capua v. Plainfield 643 F. Supp.1507 1516 (D.N.J. 1986). See also Guiney v. Roache 686 F. Supp.956 959 (D. Mass. 1988) (upholding reasonable suspicion testing while rejecting random urinalysis for members of the Boston police department). I see nothing on the record before us that requires the rejection of all testing based on reasonable suspicion. I therefore respectfully dissent.